SEC Form 4 · accession 0001567619-18-006849
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
STONEPINE CAPITAL, L.P.
10% Owner
Period of report
Nov 19, 2018
Accepted (ET)
Nov 21, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2018 | P | 54,200 | $3.40 | A | 2,932,196 | D | |
| Common Stock | Nov 21, 2018 | P | 3,230 | $3.605 | A | 2,935,426 | D |
Table II — derivative securities
No Table II lines on this filing.