SEC Form 4 · accession 0001251769-18-000075
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew S Crawford
Director · 10% Owner
Period of report
Jun 20, 2018
Accepted (ET)
Jun 22, 2018 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SockF1 | Jun 20, 2018 | P | 363,500 | $5.50 | A | 417,215 | I | Longchamp Interests LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by Longchamp Interests LLC ("Longchamp"). Matthew S. Crawford acts as the sole managing member of Longchamp and is deemed to share voting and investment control over the shares owned by Longchamp.