Insider holders · CIK 0001251769
Apollo Endosurgery, Inc. · APEN
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| PTV Evergreen Fund, L.P.10% Owner | 5,243,372 | 605,712 | 5,849,084 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| PTV IV, L.P.10% Owner | 5,243,372 | 605,712 | 5,849,084 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| PTV Special Opportunities I, L.P.10% Owner | 5,243,372 | 605,712 | 5,849,084 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| Sciences Ii L P Ptv10% Owner | 5,243,372 | 605,712 | 5,849,084 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| STONEPINE CAPITAL, L.P.10% Owner | 2,580,518 | — | 2,580,518 | Feb 14, 2019 · 4:12 pm EST | Form 3 |
| H.I.G. Ventures - Endosurgery, LLC10% Owner | 1,451,185 | — | 1,451,185 | Dec 30, 2016 · 8:31 am EST | Form 4 |
| Bruce C RobertsonDirector | — | 1,451,185 | 1,451,185 | Dec 30, 2016 · 8:32 am EST | Form 4 |
| John W CreecyDirector | — | 1,309,392 | 1,309,392 | Dec 30, 2016 · 8:33 am EST | Form 4 |
| Remeditex Ventures LLC10% Owner | 1,309,392 | — | 1,309,392 | Dec 30, 2016 · 8:31 am EST | Form 4 |
| Novo Holdings A/S10% Owner | 1,301,842 | — | 1,301,842 | Jul 26, 2017 · 7:22 pm EDT | Form 4 |
| Donald SwortwoodDirector | 9,200 | 761,170 | 770,370 | Mar 16, 2016 · 4:11 pm EDT | Form 4 |
| Rick D AndersonDirector | 49,677 | 605,712 | 655,389 | Nov 30, 2017 · 4:55 pm EST | Form 4 |
| PTV GP III Management, LLC10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| PTV GP Evergreen, L.P.10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| PTV GP IV, L.P.10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| PTV GP SO I, L.P.10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| Pinto Technology Ventures GP II, L.P.10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| Pinto TV GP CO LLC10% Owner | — | 605,712 | 605,712 | Nov 30, 2017 · 4:56 pm EST | Form 4 |
| Matthew S CrawfordDirector | 53,715 | 417,215 | 470,930 | Jun 22, 2018 · 4:37 pm EDT | Form 4 |
| R Kent McGaughy Jr.Director | — | 469,100 | 469,100 | Jul 26, 2017 · 6:02 pm EDT | Form 4 |
| Todd NewtonChief Executive Officer | 268,606 | — | 268,606 | Jun 22, 2018 · 4:34 pm EDT | Form 4 |
| Dennis L. McWilliamsPresident, CCO | 33,647 | — | 33,647 | Sep 19, 2017 · 8:54 pm EDT | Form 4 |
| Gary J G AtkinsonCEO and CFO | 32,116 | — | 32,116 | Mar 16, 2016 · 4:06 pm EDT | Form 4 |
| Bret SchwartzhoffVP, US Sales & Marketing | 28,958 | — | 28,958 | Dec 11, 2017 · 4:06 pm EST | Form 4 |
| Richard J MeeliaDirector | 11,367 | 17,501 | 28,868 | Mar 2, 2018 · 2:43 pm EST | Form 4 |
| Daniel H PetreeDirector | 11,155 | 13,286 | 24,441 | Mar 16, 2016 · 4:10 pm EDT | Form 4 |
| Charles MathewsDirector | 19,916 | — | 19,916 | Mar 16, 2016 · 4:08 pm EDT | Form 4 |
| Stefanie L. CavanaughCFO, Treasurer, Secretary | 19,569 | — | 19,569 | Jun 22, 2018 · 4:35 pm EDT | Form 4 |
| Jeffrey FerrellDirector | 12,486 | — | 12,486 | Mar 16, 2016 · 4:07 pm EDT | Form 4 |
| William D. McClellan Jr.Director | 5,481 | 2,000 | 7,481 | Mar 2, 2018 · 2:35 pm EST | Form 4/A |
| Christopher J. GostoutChief Medical Officer | 7,348 | — | 7,348 | Mar 2, 2018 · 2:37 pm EST | Form 4 |
| David PacittiDirector | 3,337 | — | 3,337 | Dec 13, 2017 · 5:27 pm EST | Form 4 |
| Julie Ann ShimerDirector | 2,357 | — | 2,357 | Aug 15, 2018 · 4:07 pm EDT | Form 4 |
| Charles TribieExec VP of Ops | 894 | — | 894 | May 30, 2017 · 5:55 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.