SEC Form 3 · accession 0001567619-19-004391
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
STONEPINE CAPITAL, L.P.
10% Owner
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 2,580,518 | D |
Table II — derivative securities
No Table II lines on this filing.