SEC Form 4 · accession 0001140361-17-047231
Apollo Endosurgery, Inc. · APEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
STONEPINE CAPITAL, L.P.
10% Owner
Period of report
Dec 20, 2017
Accepted (ET)
Dec 22, 2017 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001251769
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 20, 2017 | P | 45,434 | $4.4969 | A | 2,410,141 | D | |
| Common Stock | Dec 21, 2017 | P | 98,324 | $4.9423 | A | 2,508,465 | D | |
| Common Stock | Dec 22, 2017 | P | 41,399 | $4.9968 | A | 2,549,864 | D |
Table II — derivative securities
No Table II lines on this filing.