Company · CIK 0001230245 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
PIPER SANDLER COMPANIES · PIPR
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2017 AForm 4 → | Sep 18, 4:11 pm EDT | Sherry M SmithDirector | 21 | $55.10 | $1,157 | 4,798 | — | plan? |
| Sep 15, 2017 AForm 4 → | Sep 18, 4:10 pm EDT | Addison L PiperDirector | 21 | $55.10 | $1,157 | 27,142 | — | plan? |
| Sep 15, 2017 AForm 4 → | Sep 18, 4:09 pm EDT | B Kristine JohnsonDirector | 10 | $55.10 | $551 | 12,792 | — | plan? |
| Sep 15, 2017 AForm 4 → | Sep 18, 4:09 pm EDT | William R FitzgeraldDirector | 70 | $55.10 | $3,857 | 12,399 | — | plan? |
| Aug 4, 2017 SForm 4 → | Aug 8, 5:31 pm EDT | Christopher D CrawshawHead of Asset Management | 8,168 | $63.65 | $519,884 | 26,583 | −23.5% | plan? |
| Aug 2, 2017 SForm 4 → | Aug 3, 4:00 pm EDT | Christopher D CrawshawHead of Asset Management | 320 | $63.50 | $20,320 | 34,751 | −0.91% | plan? |
| Jul 31, 2017 SForm 4 → | Jul 31, 4:02 pm EDT | Thomas Gregory SmithChief Strategy Officer | 1,500 | $62.46 | $93,686 | 15,279 | −8.94% | plan? |
| Jul 28, 2017 SForm 4 → | Jul 31, 4:03 pm EDT | Martin Bradley WingesHead of Fixed Income Services | 3,000 | $64.42 | $193,246 | 46,133 | −6.11% | plan? |
| Jul 3, 2017 AForm 4 → | Jul 5, 4:26 pm EDT | Scott C TaylorDirector | 183 | — | — | 7,736 | — | plan? |
| Jul 3, 2017 AForm 4 → | Jul 5, 4:26 pm EDT | William R FitzgeraldDirector | 293 | — | — | 12,329 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:48 am EDT | Philip SoranDirector | 17 | $61.80 | $1,051 | 9,059 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:48 am EDT | Scott C TaylorDirector | 1 | $61.80 | $62 | 7,553 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:46 am EDT | Sherry M SmithDirector | 19 | $61.80 | $1,174 | 4,777 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:44 am EDT | Addison L PiperDirector | 18 | $61.80 | $1,112 | 27,121 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:43 am EDT | B Kristine JohnsonDirector | 9 | $61.80 | $556 | 12,782 | — | plan? |
| Jun 15, 2017 AForm 4 → | Jun 19, 10:42 am EDT | William R FitzgeraldDirector | 61 | $61.80 | $3,770 | 12,036 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 12,657 | — | — | 49,133 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:08 pm EDT | Thomas Gregory SmithChief Strategy Officer | 5,705 | — | — | 16,779 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:07 pm EDT | Debbra L. SchonemanChief Financial Officer | 18,985 | — | — | 37,878 | — | plan? |
| May 22, 2017 FGMForm 4 → | May 24, 4:06 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 21,181 | — | — | 30,123 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:06 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 12,657 | — | — | 54,759 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:05 pm EDT | John W GeelanGeneral Counsel | 5,705 | — | — | 8,636 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:05 pm EDT | Francis E Fairman IVHead, Public Finance Services | 12,657 | — | — | 57,469 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:04 pm EDT | Christine N EsckilsenChief of Human Capital | 5,705 | — | — | 8,425 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:03 pm EDT | Andrew S DuffChairman and CEO, Director | 37,969 | — | — | 257,105 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:01 pm EDT | Christopher D CrawshawHead of Asset Management | 12,085 | — | — | 35,071 | — | plan? |
| May 22, 2017 FMForm 4 → | May 24, 4:01 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 12,657 | — | — | 60,095 | — | plan? |
| May 11, 2017 AFForm 4 → | May 12, 4:03 pm EDT | Michele VolpiDirector | 1,506 | $60.45 | $21,037 | 11,617 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 4:02 pm EDT | Scott C TaylorDirector | 1,158 | — | — | 7,552 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 4:01 pm EDT | Philip SoranDirector | 1,158 | — | — | 9,042 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 4:00 pm EDT | Sherry M SmithDirector | 1,158 | — | — | 4,758 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 3:59 pm EDT | Addison L PiperDirector | 1,158 | — | — | 27,103 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 3:59 pm EDT | B Kristine JohnsonDirector | 1,158 | — | — | 12,773 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 3:59 pm EDT | Michael E FrazierDirector | 1,158 | — | — | 161,639 | — | plan? |
| May 11, 2017 AForm 4 → | May 12, 3:58 pm EDT | William R FitzgeraldDirector | 1,158 | — | — | 11,975 | — | plan? |
| May 2, 2017 DForm 4 → | May 4, 4:00 pm EDT | Francis E Fairman IVHead, Public Finance Services | 3,000 | $60.93 | $182,789 | 53,046 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 4:27 pm EDT | Scott C TaylorDirector | 178 | — | — | 6,394 | — | plan? |
| Apr 3, 2017 AForm 4 → | Apr 4, 4:27 pm EDT | William R FitzgeraldDirector | 296 | — | — | 10,817 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 14, 4:30 pm EDT | Philip SoranDirector | 15 | $67.80 | $1,017 | 7,884 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 14, 4:30 pm EDT | Sherry M SmithDirector | 17 | $67.80 | $1,153 | 3,600 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 14, 4:29 pm EDT | Addison L PiperDirector | 17 | $67.80 | $1,153 | 25,945 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 14, 4:29 pm EDT | B Kristine JohnsonDirector | 9 | $67.80 | $610 | 11,615 | — | plan? |
| Mar 13, 2017 AForm 4 → | Mar 14, 4:28 pm EDT | William R FitzgeraldDirector | 49 | $67.80 | $3,322 | 10,521 | — | plan? |
| Feb 23, 2017 SForm 4 → | Feb 24, 4:31 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 2,000 | $73.50 | $147,000 | 44,710 | −4.28% | plan? |
| Feb 17, 2017 FGForm 4 → | Feb 22, 4:33 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 14,792 | $76.05 | $391,658 | 26,027 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:32 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 1,264 | $76.05 | $96,127 | 46,710 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:32 pm EST | Thomas Gregory SmithChief Strategy Officer | 174 | $76.05 | $13,233 | 13,944 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:31 pm EST | Debbra L. SchonemanChief Financial Officer | 1,366 | $76.05 | $103,884 | 31,243 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:30 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 3,146 | $76.05 | $239,253 | 50,336 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:29 pm EST | John W GeelanGeneral Counsel | 153 | $76.05 | $11,636 | 5,801 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:28 pm EST | Francis E Fairman IVHead, Public Finance Services | 725 | $76.05 | $55,136 | 56,046 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:28 pm EST | Christine N EsckilsenChief of Human Capital | 126 | $76.05 | $9,582 | 5,590 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:27 pm EST | Andrew S DuffChairman and CEO, Director | 8,652 | $76.05 | $657,985 | 243,834 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:26 pm EST | Christopher D CrawshawHead of Asset Management | 808 | $76.05 | $61,448 | 30,076 | — | plan? |
| Feb 17, 2017 FForm 4 → | Feb 22, 4:26 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 5,628 | $76.05 | $428,009 | 55,672 | — | plan? |
| Feb 16, 2017 GForm 4/A → | Feb 5, 2018, 4:36 pm EST | B Kristine JohnsonDirector | 1,100 | — | — | 11,606 | — | plan? |
| Feb 16, 2017 FGForm 4 → | Feb 21, 4:59 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 11,952 | $78.85 | $216,680 | 21,206 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:56 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 1,679 | $78.85 | $132,389 | 47,974 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:55 pm EST | Thomas Gregory SmithChief Strategy Officer | 131 | $78.85 | $10,329 | 14,118 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:55 pm EST | Debbra L. SchonemanChief Financial Officer | 923 | $78.85 | $72,779 | 32,609 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:54 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 2,316 | $78.85 | $182,617 | 53,482 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:53 pm EST | John W GeelanGeneral Counsel | 125 | $78.85 | $9,856 | 5,954 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:52 pm EST | Francis E Fairman IVHead, Public Finance Services | 1,144 | $78.85 | $90,204 | 56,771 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:52 pm EST | Christine N EsckilsenChief of Human Capital | 248 | $78.85 | $19,555 | 5,716 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:50 pm EST | Andrew S DuffChairman and CEO, Director | 6,168 | $78.85 | $486,347 | 252,486 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:50 pm EST | Christopher D CrawshawHead of Asset Management | 767 | $78.85 | $60,478 | 30,884 | — | plan? |
| Feb 16, 2017 FForm 4 → | Feb 21, 4:49 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 2,470 | $78.85 | $194,760 | 61,300 | — | plan? |
| Feb 16, 2017 GForm 4 → | Feb 17, 4:34 pm EST | B Kristine JohnsonDirector | 1,100 | — | — | 11,606 | — | plan? amended |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:33 pm EST | Thomas Gregory SmithChief Strategy Officer | 498 | — | — | 14,249 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:32 pm EST | Christine N EsckilsenChief of Human Capital | 498 | — | — | 5,964 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:31 pm EST | John W GeelanGeneral Counsel | 502 | — | — | 6,079 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:30 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 3,942 | — | — | 55,798 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:30 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 8,367 | — | — | 45,920 | — | plan? |
| Feb 15, 2017 SForm 4 → | Feb 17, 4:30 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 5,000 | $81.51 | $407,530 | 16,604 | −23.1% | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:29 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 9,473 | — | — | 63,770 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:28 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 4,592 | — | — | 49,653 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:27 pm EST | Francis E Fairman IVHead, Public Finance Services | 5,745 | — | — | 57,915 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:26 pm EST | Debbra L. SchonemanChief Financial Officer | 4,087 | — | — | 33,532 | — | plan? |
| Feb 15, 2017 AForm 4 → | Feb 17, 4:25 pm EST | Andrew S DuffChairman and CEO, Director | 14,417 | — | — | 258,654 | — | plan? |
| Feb 13, 2017 SForm 4 → | Feb 14, 5:03 pm EST | Christopher D CrawshawHead of Asset Management | 10,000 | $79.76 | $797,590 | 31,651 | −24.0% | plan? |
| Feb 13, 2017 SForm 4 → | Feb 14, 5:00 pm EST | Christine N EsckilsenChief of Human Capital | 1,500 | $79.72 | $119,577 | 5,466 | −21.5% | plan? |
| Feb 10, 2017 GForm 4 → | Feb 13, 4:33 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 350 | — | — | 51,856 | — | plan? |
| Feb 10, 2017 SForm 4 → | Feb 13, 4:33 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 4,650 | $77.13 | $358,659 | 52,206 | −8.18% | plan? |
| Feb 10, 2017 SForm 4 → | Feb 13, 4:33 pm EST | Christopher D CrawshawHead of Asset Management | 10,000 | $79.12 | $791,190 | 41,651 | −19.4% | plan? |
| Feb 7, 2017 SForm 4 → | Feb 8, 4:36 pm EST | Debbra L. SchonemanChief Financial Officer | 7,000 | $76.09 | $532,621 | 29,445 | −19.2% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:23 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 13,215 | $75.32 | $995,305 | 54,297 | −19.6% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:11 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 5,795 | $75.39 | $436,879 | 45,061 | −11.4% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:10 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 15,000 | $75.33 | $1,130,000 | 59,157 | −20.2% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:10 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 10,000 | $75.39 | $753,930 | 56,856 | −15.0% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 12,496 | $75.34 | $941,409 | 52,170 | −19.3% | plan? |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 2,496 | $70.13 | $175,044 | 64,666 | — | plan? |
| Feb 3, 2017 SForm 4 → | Feb 6, 5:05 pm EST | Andrew S DuffChairman and CEO, Director | 9,641 | $75.35 | $726,475 | 244,237 | −3.80% | plan? |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:05 pm EST | Andrew S DuffChairman and CEO, Director | 9,641 | $70.13 | $676,123 | 253,878 | — | plan? |
| Jan 3, 2017 AForm 4 → | Jan 4, 5:38 pm EST | William R FitzgeraldDirector | 260 | — | — | 10,472 | — | plan? |
| Nov 14, 2016 SForm 4 → | Nov 15, 7:33 pm EST | Andrew S DuffChairman and CEO, Director | 32,149 | $65.44 | $2,103,908 | 244,237 | −11.6% | plan? |
| Nov 14, 2016 MForm 4 → | Nov 15, 7:33 pm EST | Andrew S DuffChairman and CEO, Director | 32,149 | $41.09 | $1,321,002 | 276,386 | — | plan? |
| Nov 14, 2016 SForm 4 → | Nov 15, 7:28 pm EST | Debbra L. SchonemanChief Financial Officer | 10,000 | $65.54 | $655,411 | 36,445 | −21.5% | plan? |
| Nov 11, 2016 SForm 4 → | Nov 14, 4:46 pm EST | Christine N EsckilsenChief of Human Capital | 2,000 | $64.75 | $129,500 | 6,966 | −22.3% | plan? |
| Nov 9, 2016 SForm 4 → | Nov 10, 4:57 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts | 10,000 | $59.29 | $592,900 | 74,157 | −11.9% | plan? |
| Nov 8, 2016 PForm 4 → | Nov 8, 5:41 pm EST | Stuart C. Harvey Jr.President and COO | 4,000 | $55.15 | $220,616 | 4,000 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2018 MForm 4 → | May 23, 12:23 pm EDT | Debbra L. SchonemanPresident | 13,743 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:21 pm EDT | R Scott LaRueHead Global IB and Cap Mkts, Director | 9,162 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:20 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:15 pm EDT | Andrew S DuffDirector | 27,486 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:14 pm EDT | Chad R AbrahamChief Executive Officer, Director | 9,162 | — | — | 0 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:34 pm EST | Debbra L. SchonemanPresident | 32,667 | — | — | 32,667 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:31 pm EST | Chad R AbrahamChief Executive Officer, Director | 49,000 | — | — | 49,000 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:07 pm EDT | Debbra L. SchonemanChief Financial Officer | 12,810 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | John W GeelanGeneral Counsel | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | Francis E Fairman IVHead, Public Finance Services | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:03 pm EDT | Andrew S DuffChairman and CEO, Director | 25,620 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Christopher D CrawshawHead of Asset Management | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 8,540 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 2,496 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:05 pm EST | Andrew S DuffChairman and CEO, Director | 9,641 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 15, 7:33 pm EST | Andrew S DuffChairman and CEO, Director | 32,149 | — | — | 0 | — | |
| May 31, 2016 MForm 4/A → | Nov 1, 5:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Debbra L. SchonemanChief Financial Officer | 14,072 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:33 pm EDT | John W GeelanGeneral Counsel | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | amended |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Andrew S DuffChairman and CEO, Director | 28,143 | — | — | 0 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:39 pm EDT | Thomas Gregory SmithChief Strategy Officer | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:38 pm EDT | John W GeelanGeneral Counsel | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:37 pm EDT | Christine N EsckilsenChief of Human Capital | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:36 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | R Scott LaRueCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Francis E Fairman IVHead, Public Finance Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Christopher D CrawshawHead of Asset Management | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:33 pm EDT | Chad R AbrahamCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Debbra L. SchonemanChief Financial Officer | 15,053 | — | — | 15,053 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Andrew S DuffChairman and CEO, Director | 30,106 | — | — | 30,106 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:53 pm EDT | Sherry M SmithDirector | 216 | $49.56 | $10,705 | 216 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:51 pm EDT | William R FitzgeraldDirector | 302 | $49.56 | $14,967 | 3,252 | — | |
| Dec 31, 2015 AForm 4 → | Jan 4, 2016, 5:19 pm EST | William R FitzgeraldDirector | 437 | $40.40 | $17,655 | 2,950 | — | |
| Oct 1, 2015 AForm 4 → | Oct 1, 1:46 pm EDT | William R FitzgeraldDirector | 488 | $36.17 | $17,651 | 2,513 | — | |
| Jul 1, 2015 AForm 4 → | Jul 1, 5:17 pm EDT | William R FitzgeraldDirector | 400 | $43.64 | $17,456 | 2,025 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 3:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:59 pm EDT | Debbra L. SchonemanChief Financial Officer | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:58 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Francis E Fairman IVHead, Public Finance Services | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:56 pm EDT | Andrew S DuffChairman and CEO, Director | 33,004 | — | — | 0 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:54 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 4,581 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:53 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | R Scott LaRueCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Christopher D CrawshawHead of Asset Management | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:49 pm EDT | Chad R AbrahamCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Debbra L. SchonemanChief Financial Officer | 13,743 | — | — | 13,743 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Andrew S DuffChairman and CEO, Director | 27,486 | — | — | 27,486 | — | |
| Apr 1, 2015 AForm 4 → | Apr 1, 5:30 pm EDT | William R FitzgeraldDirector | 330 | $52.46 | $17,312 | 1,625 | — | |
| Dec 31, 2014 AForm 4 → | Jan 5, 2015, 4:31 pm EST | William R FitzgeraldDirector | 35 | $58.09 | $2,033 | 1,295 | — |