SEC Form 4 · accession 0001230245-17-000051
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Scott LaRue
Officer — Co-Head Global IB and Cap Mkts
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | F | 2,842 | $76.05 | D | 35,728 | D | |
| Common StockF1 | Feb 17, 2017 | G | 2,689 | $0.00 | D | 33,039 | D | |
| Common StockF2 | Feb 17, 2017 | G | 2,689 | $0.00 | A | 23,895 | I | Through Living Trust |
| Common Stock | Feb 18, 2017 | F | 2,308 | $76.05 | D | 30,731 | D | |
| Common StockF1 | Feb 18, 2017 | G | 2,132 | $0.00 | D | 28,599 | D | |
| Common StockF2 | Feb 18, 2017 | G | 2,132 | $0.00 | A | 26,027 | I | Through Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person made a bona fide gift to a revocable living trust, as described in note 2 below.
- F2These shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting persons's spouse are beneficiaries.