SEC Form 4 · accession 0001230245-17-000124
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
B Kristine Johnson
Director
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2017 | A | 10 | $55.10 | A | 12,792 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,330 | I | By B. Kristine Johnson Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.