SEC Form 4 · accession 0001230245-17-000029
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
B Kristine Johnson
Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | G | 1,100 | $0.00 | A | 11,606 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,330 | I | By B. Kristine Johnson Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was a gift by the reporting person to a tax-exempt organization.