SEC Form 4/A · accession 0001230245-18-000015
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
B Kristine Johnson
Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 5, 2018 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2017 | G | 1,100 | $0.00 | D | 11,606 | D | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA | |
| Common Stock | holding | — | — | — | 4,330 | I | By B. Kristine Johnson Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correctly reflect the disposition of securities rather than the acquisition of securities as was previously reported.
- F2The reported transaction was a gift by the reporting person to a tax-exempt organization.