SEC Form 4 · accession 0001230245-17-000015
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Klinefelter
Officer — Global Head of Equities
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | S | 4,050 | $76.9741 | D | 52,806 | D | |
| Common StockF2 | Feb 10, 2017 | S | 600 | $78.1903 | D | 52,206 | D | |
| Common Stock | Feb 10, 2017 | G | 150 | $0.00 | D | 52,056 | D | |
| Common Stock | Feb 10, 2017 | G | 200 | $0.00 | D | 51,856 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.80 to $77.75 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.95 to $78.35 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each price within the range set forth in this footnote upon request by the SEC staff, the issuer, or any shareholder of the issuer.
- F3The reported transaction was a gift by the reporting person to a charitable organization.