SEC Form 4 · accession 0001230245-17-000032
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew S Duff
Officer — Chairman and CEO · Director
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | F | 6,168 | $78.85 | D | 252,486 | D | |
| Common Stock | holding | — | — | — | 10 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.