SEC Form 4 · accession 0001230245-17-000049
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Gregory Smith
Officer — Chief Strategy Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2017 | F | 98 | $76.05 | D | 14,020 | D | |
| Common Stock | Feb 18, 2017 | F | 76 | $76.05 | D | 13,944 | D |
Table II — derivative securities
No Table II lines on this filing.