Form4insider filings, from the source

Insider · CIK 0001200461

Leonard M Tannenbaum

Files at: AFCG, SUNS, OCSI, OCSL, FSAM. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $73.8M · 37sales $18.2M · 50net $55.6M
$10k$10k$1M$1M$100M$100MbuyssalesFeb 2015Jan 2017Dec 2018Dec 2020Nov 2022Oct 2024Sep 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Sep 22, 2026 PForm 4 →Sep 24, 4:11 pm EDTAdvanced Flower Capital Inc.AFCG26,543$3.49$92,6356,988,989+0.38%
Sep 18, 2026 PForm 4 →Sep 22, 6:33 pm EDTAdvanced Flower Capital Inc.AFCG10,000$3.49$34,9006,962,446+0.14%
Sep 17, 2026 PForm 4 →Sep 18, 4:47 pm EDTAdvanced Flower Capital Inc.AFCG25,000$3.50$87,5006,952,446+0.36%
Sep 15, 2026 PForm 4 →Sep 17, 4:04 pm EDTAdvanced Flower Capital Inc.AFCG2,949$3.44$10,1586,927,446+0.04%
Sep 11, 2026 PForm 4 →Sep 15, 5:08 pm EDTAdvanced Flower Capital Inc.AFCG40,198$3.52$141,4436,924,497+0.58%
Sep 10, 2026 PForm 4 →Sep 11, 4:08 pm EDTAdvanced Flower Capital Inc.AFCG35,000$3.46$121,1006,884,299+0.51%
Sep 2, 2026 PForm 4 →Sep 4, 4:37 pm EDTAdvanced Flower Capital Inc.AFCG15,223$3.59$54,6516,849,299+0.22%
Aug 28, 2026 PForm 4 →Sep 1, 5:02 pm EDTAdvanced Flower Capital Inc.AFCG119,025$3.56$423,8876,834,076+1.77%
Aug 26, 2026 PForm 4 →Aug 28, 4:05 pm EDTAdvanced Flower Capital Inc.AFCG34,606$3.43$118,7676,715,051+0.52%
Aug 24, 2026 PForm 4 →Aug 26, 4:12 pm EDTAdvanced Flower Capital Inc.AFCG60,000$3.41$204,3006,680,445+0.91%
Aug 21, 2026 PForm 4 →Aug 24, 4:16 pm EDTAdvanced Flower Capital Inc.AFCG25,000$3.28$82,0006,620,445+0.38%
Aug 20, 2026 PForm 4 →Aug 21, 4:04 pm EDTAdvanced Flower Capital Inc.AFCG20,000$3.29$65,8006,595,445+0.30%
Aug 19, 2026 PForm 4 →Aug 19, 6:00 pm EDTAdvanced Flower Capital Inc.AFCG12,841$3.48$44,6876,575,445+0.20%
Aug 14, 2026 PForm 4 →Aug 17, 4:52 pm EDTAdvanced Flower Capital Inc.AFCG45,829$3.06$140,2376,562,604+0.70%
Aug 13, 2026 PForm 4 →Aug 17, 4:50 pm EDTSunrise Realty Trust, Inc.SUNS50,000$7.50$375,0003,142,719+1.62%
Aug 11, 2026 PForm 4 →Aug 13, 4:16 pm EDTSunrise Realty Trust, Inc.SUNS20,000$7.60$152,0003,092,719+0.65%
Aug 7, 2026 PForm 4 →Aug 11, 4:15 pm EDTSunrise Realty Trust, Inc.SUNS48,109$7.76$373,3833,072,719+1.59%
Feb 22, 2019 SForm 4 →Feb 26, 4:24 pm ESTOaktree Strategic Income CorpOCSI9,200$8.63$79,4042,308,490−0.40% plan?
Feb 14, 2019 SForm 4 →Feb 19, 9:09 am ESTOaktree Specialty Lending CorpOCSL153,261$5.26$805,4631,022,651−13.0% plan?
Feb 12, 2019 SForm 4 →Feb 14, 9:15 am ESTOaktree Specialty Lending CorpOCSL83,820$5.26$440,7341,099,281−7.08% plan?
Feb 8, 2019 SForm 4 →Feb 12, 4:45 pm ESTOaktree Specialty Lending CorpOCSL91,670$5.25$481,4567,213,898−1.25% plan?
Nov 30, 2018 SForm 4 →Dec 4, 4:56 pm ESTOaktree Strategic Income CorpOCSI7,185$8.52$61,2352,317,690−0.31% plan?
Oct 9, 2018 SForm 4 →Oct 11, 2:28 pm EDTOaktree Strategic Income CorpOCSI4,562$8.62$39,3242,324,875−0.20% plan?
Oct 5, 2018 SForm 4 →Oct 9, 6:13 pm EDTOaktree Strategic Income CorpOCSI15,638$8.62$134,8232,329,437−0.67% plan?
Oct 3, 2018 SForm 4 →Oct 5, 12:29 pm EDTOaktree Strategic Income CorpOCSI15,100$8.63$130,2662,345,075−0.64% plan?
Oct 1, 2018 SForm 4 →Oct 3, 6:15 pm EDTOaktree Strategic Income CorpOCSI11,140$8.63$96,0932,360,175−0.47% plan?
Sep 27, 2018 SForm 4 →Oct 1, 6:41 pm EDTOaktree Strategic Income CorpOCSI8,260$8.64$71,3872,371,315−0.35% plan?
Sep 25, 2018 SForm 4 →Sep 27, 6:07 pm EDTOaktree Strategic Income CorpOCSI10,165$8.64$87,8592,379,575−0.43% plan?
Sep 21, 2018 SForm 4 →Sep 25, 8:42 am EDTOaktree Strategic Income CorpOCSI15,135$8.65$130,9282,389,740−0.63% plan?
Sep 19, 2018 SForm 4 →Sep 21, 5:17 pm EDTOaktree Strategic Income CorpOCSI17,957$8.63$154,9232,404,875−0.74% plan?
Sep 11, 2018 SForm 4 →Sep 13, 8:31 am EDTOaktree Strategic Income CorpOCSI3,043$8.62$26,2312,422,832−0.13% plan?
Sep 7, 2018 SForm 4 →Sep 11, 5:46 pm EDTOaktree Strategic Income CorpOCSI4,468$8.62$38,5142,425,875−0.18% plan?
Sep 5, 2018 SForm 4 →Sep 7, 5:33 pm EDTOaktree Strategic Income CorpOCSI11,468$8.62$98,8682,430,343−0.47% plan?
Aug 31, 2018 SForm 4 →Sep 5, 8:00 pm EDTOaktree Strategic Income CorpOCSI29,500$8.66$255,3722,441,811−1.19% plan?
Aug 29, 2018 SForm 4 →Aug 31, 4:06 pm EDTOaktree Strategic Income CorpOCSI15,500$8.68$134,5462,471,311−0.62% plan?
Aug 27, 2018 SForm 4 →Aug 29, 4:22 pm EDTOaktree Strategic Income CorpOCSI29,500$8.69$256,4862,486,811−1.17% plan?
Aug 27, 2018 SForm 4 →Aug 29, 4:20 pm EDTOaktree Specialty Lending CorpOCSL54,176$5.06$274,1587,259,733−0.74% plan?
Aug 23, 2018 SForm 4 →Aug 27, 4:52 pm EDTOaktree Specialty Lending CorpOCSL103,062$5.05$520,6457,286,821−1.39% plan?
Aug 23, 2018 SForm 4 →Aug 27, 4:51 pm EDTOaktree Strategic Income CorpOCSI14,400$8.73$125,6532,516,311−0.57% plan?
Aug 21, 2018 SForm 4 →Aug 23, 6:43 pm EDTOaktree Strategic Income CorpOCSI27,900$8.79$245,1252,530,711−1.09% plan?
Aug 21, 2018 SForm 4 →Aug 23, 6:42 pm EDTOaktree Specialty Lending CorpOCSL200,000$5.00$1,000,0007,338,352−2.65% plan?
Aug 17, 2018 SForm 4 →Aug 21, 9:22 pm EDTOaktree Strategic Income CorpOCSI11,350$8.75$99,3132,558,611−0.44% plan?
Aug 17, 2018 SForm 4 →Aug 21, 9:20 pm EDTOaktree Specialty Lending CorpOCSL72,900$5.00$364,7027,438,352−0.97% plan?
Aug 16, 2018 SForm 4 →Aug 17, 5:05 pm EDTOaktree Specialty Lending CorpOCSL116,000$5.00$580,0007,474,802−1.53% plan?
Aug 15, 2018 SForm 4 →Aug 17, 5:06 pm EDTOaktree Strategic Income CorpOCSI20,850$8.75$182,3982,569,961−0.80% plan?
Jul 31, 2018 SForm 4 →Aug 2, 4:38 pm EDTOaktree Strategic Income CorpOCSI5,155$8.50$43,8182,632,842−0.20% plan?
Jul 20, 2018 SForm 4 →Jul 24, 5:10 pm EDTOaktree Strategic Income CorpOCSI5,090$8.52$43,3672,637,997−0.19% plan?
Jul 18, 2018 SForm 4 →Jul 20, 4:14 pm EDTOaktree Strategic Income CorpOCSI9,587$8.54$81,8662,643,087−0.36% plan?
Jul 6, 2018 SForm 4 →Jul 9, 6:58 pm EDTOaktree Strategic Income CorpOCSI1,838$8.50$15,6232,652,674−0.07% plan?
Jun 29, 2018 SForm 4 →Jun 29, 5:54 pm EDTOaktree Strategic Income CorpOCSI2,138$8.50$18,1732,654,512−0.08% plan?
Jun 4, 2018 SForm 4 →Jun 6, 5:16 pm EDTOaktree Specialty Lending CorpOCSL41,128$5.00$205,7127,734,602−0.53% plan?
May 30, 2018 SForm 4 →May 31, 5:42 pm EDTOaktree Specialty Lending CorpOCSL47,100$5.00$235,5007,775,730−0.60% plan?
May 25, 2018 SForm 4 →May 30, 4:13 pm EDTOaktree Specialty Lending CorpOCSL14,923$5.00$74,6157,822,830−0.19% plan?
May 23, 2018 SForm 4 →May 24, 9:42 pm EDTOaktree Specialty Lending CorpOCSL100$5.00$5007,837,753−0.00% plan?
May 23, 2018 SForm 4 →May 24, 9:41 pm EDTOaktree Strategic Income CorpOCSI4,444$8.50$37,7742,656,650−0.17% plan?
May 21, 2018 SForm 4 →May 23, 4:58 pm EDTOaktree Specialty Lending CorpOCSL123,868$5.00$619,3407,837,853−1.56% plan?
May 17, 2018 SForm 4 →May 21, 4:26 pm EDTOaktree Strategic Income CorpOCSI1,462$8.50$12,4272,661,094−0.05% plan?
May 15, 2018 SForm 4 →May 17, 4:00 pm EDTOaktree Strategic Income CorpOCSI4,584$8.50$38,9642,662,556−0.17% plan?
May 11, 2018 SForm 4 →May 15, 4:13 pm EDTOaktree Strategic Income CorpOCSI1,241$8.50$10,5492,667,140−0.05% plan?
Oct 31, 2017 SForm 4 →Nov 2, 4:13 pm EDTOaktree Strategic Income CorpOCSI4,578$9.00$41,2022,668,381−0.17% plan?
Oct 26, 2017 FMForm 4 →Oct 30, 4:55 pm EDTFifth Street Asset Management Inc.FSAM346,329$4.00$409,4001,069,405— plan?
Oct 20, 2017 SForm 4 →Oct 24, 5:47 pm EDTOaktree Strategic Income CorpOCSI22,800$9.01$205,3262,669,909−0.85% plan?
Oct 19, 2017 SForm 4/A →Oct 25, 4:51 pm EDTOaktree Specialty Lending CorpOCSL1,409,606$5.56$7,837,4097,961,721−15.0% plan?
Oct 19, 2017 PForm 4 →Oct 23, 4:19 pm EDTOaktree Specialty Lending CorpOCSL1,409,606$5.56$7,837,4097,961,721— plan?
Oct 17, 2017 FMForm 4 →Oct 19, 5:43 pm EDTFifth Street Asset Management Inc.FSAM577,478$3.95$572,588927,776— plan?
Oct 16, 2017 DMForm 4 →Oct 18, 9:01 pm EDTFifth Street Asset Management Inc.FSAM4,156,674——30,074,531— plan?
Mar 28, 2017 PForm 4 →Mar 30, 5:47 pm EDTFifth Street Finance Corp.FSC368,073$4.74$1,744,26715,614,816+2.41% plan?
Mar 23, 2017 PForm 4 →Mar 27, 6:06 pm EDTFifth Street Finance Corp.FSC655,850$4.67$3,060,078655,850— plan?
Mar 21, 2017 PForm 4 →Mar 23, 5:55 pm EDTFifth Street Finance Corp.FSC477,484$4.64$2,213,45015,246,743+3.23% plan?
Mar 17, 2017 PForm 4 →Mar 21, 5:22 pm EDTFifth Street Finance Corp.FSC345,000$4.62$1,592,30014,769,259+2.39% plan?
Mar 15, 2017 PForm 4 →Mar 17, 4:32 pm EDTFifth Street Finance Corp.FSC1,273,000$4.51$5,741,23014,424,259+9.68% plan?
Mar 13, 2017 PForm 4 →Mar 15, 6:28 pm EDTFifth Street Finance Corp.FSC532,968$4.51$2,401,92113,201,259+4.21% plan?
Mar 9, 2017 PForm 4 →Mar 13, 5:46 pm EDTFifth Street Finance Corp.FSC594,740$4.41$2,622,38812,668,291+4.93% plan?
Feb 15, 2017 PForm 4 →Feb 16, 5:51 pm ESTFifth Street Senior Floating Rate Corp.FSFR34,223$9.04$309,410139,367+32.5% plan?
Feb 13, 2017 PForm 4 →Feb 14, 5:46 pm ESTFifth Street Senior Floating Rate Corp.FSFR105,144$8.90$935,780105,144— plan?
Jan 4, 2017 CDForm 4 →Jan 6, 6:35 pm ESTFifth Street Asset Management Inc.FSAM16,076,434——32,152,868— plan?
Dec 23, 2016 SForm 4 →Dec 28, 5:29 pm ESTFifth Street Finance Corp.FSC900$5.55$4,99512,073,551−0.01% plan?
Dec 20, 2016 SForm 4 →Dec 22, 5:28 pm ESTFifth Street Finance Corp.FSC10,605$5.55$58,87312,074,451−0.09% plan?
Dec 12, 2016 SForm 4/A →Mar 17, 2017, 10:40 am EDTFifth Street Finance Corp.FSC80,784$5.58$450,86912,035,056−0.67% plan?
Dec 12, 2016 SForm 4 →Dec 14, 4:30 pm ESTFifth Street Finance Corp.FSC80,784$5.58$450,86912,085,056−0.66% plan?
Dec 8, 2016 SForm 4 →Dec 12, 7:23 pm ESTFifth Street Finance Corp.FSC150,000$5.56$834,50012,115,840−1.22% plan?
Sep 30, 2016 PForm 4/A →Dec 8, 3:55 pm ESTFifth Street Senior Floating Rate Corp.FSFR1,942,630$9.00$17,483,6702,677,519+264% plan?
Sep 30, 2016 PForm 4 →Oct 4, 5:00 pm EDTFifth Street Senior Floating Rate Corp.FSFR1,942,641$9.00$17,483,7692,677,494+264% plan? amended
Sep 13, 2016 PForm 4 →Sep 14, 4:11 pm EDTFifth Street Senior Floating Rate Corp.FSFR865,868$8.52$7,377,1951,381,752+168% plan?
Sep 2, 2016 PForm 4 →Sep 7, 8:45 pm EDTFifth Street Senior Floating Rate Corp.FSFR111,156$8.91$989,927515,884+27.5% plan?
Sep 1, 2016 PForm 4 →Sep 6, 8:16 pm EDTFifth Street Senior Floating Rate Corp.FSFR250,000$8.91$2,227,500404,728+162% plan?
Aug 22, 2016 PForm 4 →Aug 24, 4:58 pm EDTFifth Street Senior Floating Rate Corp.FSFR411,697$8.67$3,567,4414,451,920+10.2% plan?
Aug 18, 2016 PForm 4 →Aug 19, 5:09 pm EDTFifth Street Senior Floating Rate Corp.FSFR71,758$8.50$610,1694,040,223+1.81% plan?
Aug 12, 2016 PForm 4 →Aug 16, 5:27 pm EDTFifth Street Senior Floating Rate Corp.FSFR1,000,000$8.47$8,469,4003,968,465+33.7% plan?
Feb 5, 2016 PForm 4 →Feb 9, 5:09 pm ESTFifth Street Senior Floating Rate Corp.FSFR100,974$7.50$756,9422,968,457+3.52% plan?
Feb 2, 2016 PForm 4 →Feb 4, 7:39 pm ESTFifth Street Senior Floating Rate Corp.FSFR88,210$7.58$668,6242,867,483+3.17% plan?
Jan 28, 2016 PForm 4 →Feb 1, 6:15 pm ESTFifth Street Senior Floating Rate Corp.FSFR93,771$7.60$712,7052,779,273+3.49% plan?
Feb 10, 2015 PForm 4 →Feb 11, 5:43 pm ESTFifth Street Finance Corp.FSC1,121,851$6.94$7,789,4953,147,685+55.4% plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Oct 26, 2017 MForm 4 →Oct 30, 4:55 pm EDTFifth Street Asset Management Inc.FSAM243,979——0—
Oct 17, 2017 MForm 4 →Oct 19, 5:43 pm EDTFifth Street Asset Management Inc.FSAM432,519——0—
Oct 16, 2017 MForm 4 →Oct 18, 9:01 pm EDTFifth Street Asset Management Inc.FSAM2,078,337——24,465,706—
Jan 12, 2017 AForm 4/A →Jan 24, 5:45 pm ESTFifth Street Asset Management Inc.FSAM432,519——432,519—
Jan 12, 2017 AForm 4 →Jan 17, 7:20 pm ESTFifth Street Asset Management Inc.FSAM447,786——447,786— amended
Jan 4, 2017 CForm 4 →Jan 6, 6:35 pm ESTFifth Street Asset Management Inc.FSAM8,038,217——3,048,092—
Sep 27, 2016 AForm 5 →Jan 25, 2017, 4:13 pm ESTFifth Street Asset Management Inc.FSAM2,187$21.87$47,8303,203,103—
Sep 7, 2016 XForm 4 →Sep 9, 5:12 pm EDTFifth Street Finance Corp.FSC1——0—