SEC Form 4 · accession 0001209191-18-044987
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
10% Owner
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2018 | S | 2,474 | $8.50 | D | 2,635,523 | I | Partnership |
| Common StockF1 | Aug 1, 2018 | S | 2,681 | $8.50 | D | 2,632,842 | I | Partnership |
| Common Stock | holding | — | — | — | 5,080,544 | D | ||
| Common StockF2 | holding | — | — | — | 139,367 | I | Trust | |
| Common StockF3 | holding | — | — | — | 10,875 | I | Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of Common Stock are held by Fifth Street Holdings L.P. ("FSH"), a Delaware limited partnership. Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.
- F2These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.