SEC Form 4 · accession 0001012975-16-000974
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
10% Owner
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | P | 39,284 | $7.537 | A | 2,818,557 | D | |
| Common StockF2 | Feb 3, 2016 | P | 19,642 | $7.5195 | A | 2,838,199 | D | |
| Common StockF3 | Feb 4, 2016 | P | 29,284 | $7.678 | A | 2,867,483 | D | |
| Common StockF4 | holding | — | — | — | 154,728 | I | See footnote | |
| Common StockF5 | holding | — | — | — | 10,875 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $7.37 to $7.69. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F2This transaction was executed in multiple trades at prices ranging from $7.43 to $7.60. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F3This transaction was executed in multiple trades at prices ranging from $7.50 to $7.75. The price above reflects the weighted average sale price. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
- F4Securities held by Fifth Street Asset Management Inc. ("FSAM"). The Reporting Person is a controlling shareholder of FSAM and has investment control over FSAM's holdings of the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F5Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.