SEC Form 4 · accession 0001628280-26-062485
Advanced Flower Capital Inc. · AFCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
Director · 10% Owner
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 4:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001822523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 15, 2026 | P | 608 | $3.50 | A | 6,925,105 | D | |
| Common Stock | Sep 16, 2026 | P | 2,341 | $3.43 | A | 6,927,446 | D | |
| Common StockF1 | holding | — | — | — | 226,907 | I | Held by spouse | |
| Common StockF2 | holding | — | — | — | 180,400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.