SEC Form 4 · accession 0001628280-26-057409
Sunrise Realty Trust, Inc. · SUNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 13, 2026
Accepted (ET)
Aug 17, 2026 · 4:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002012706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2026 | P | 50,000 | $7.50 | A | 3,142,719 | D | |
| Common StockF1 | holding | — | — | — | 585,681 | I | See footnote | |
| Common StockF2 | holding | — | — | — | 15,000 | I | See footnote | |
| Common Stock | holding | — | — | — | 1,000 | I | By reporting person as UTMA custodian for son | |
| Common StockF3 | holding | — | — | — | 58,958 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 46,516 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F2These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F4The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.