SEC Form 4 · accession 0001577791-17-000021
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
10% Owner
Period of report
Oct 20, 2017
Accepted (ET)
Oct 24, 2017 · 5:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2017 | S | 12,525 | $9.0067 | D | 5,086,259 | D | |
| Common StockF1,F2 | Oct 20, 2017 | S | 6,275 | $9.0067 | D | 2,671,244 | I | Partnership |
| Common Stock | Oct 23, 2017 | S | 1,266 | $9.00 | D | 5,084,993 | D | |
| Common StockF2 | Oct 23, 2017 | S | 634 | $9.00 | D | 2,670,610 | I | Partnership |
| Common Stock | Oct 24, 2017 | S | 1,399 | $9.00 | D | 5,083,594 | D | |
| Common StockF2 | Oct 24, 2017 | S | 701 | $9.00 | D | 2,669,909 | I | Partnership |
| Common StockF3 | holding | — | — | — | 139,367 | I | Trust | |
| Common StockF4 | holding | — | — | — | 10,875 | I | Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $9.0000 to $9.0450; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F4Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.