SEC Form 4 · accession 0001628280-26-063379
Advanced Flower Capital Inc. · AFCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
Director · 10% Owner
Period of report
Sep 22, 2026
Accepted (ET)
Sep 24, 2026 · 4:11 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001822523
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 22, 2026 | P | 23,072 | $3.49 | A | 6,985,518 | D | |
| Common Stock | Sep 23, 2026 | P | 3,471 | $3.49 | A | 6,988,989 | D | |
| Common StockF2 | holding | — | — | — | 226,907 | I | Held by spouse | |
| Common StockF3 | holding | — | — | — | 180,400 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $3.47 to $3.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.