SEC Form 4 · accession 0001144204-16-123901
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
10% Owner
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2016 | P | 865,868 | $8.52 | A | 1,381,752 | I | See footnote |
| Common StockF3 | holding | — | — | — | 4,451,921 | D | ||
| Common StockF2 | holding | — | — | — | 10,875 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F2Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F3Includes securities received pursuant to a dividend reinvestment plan that were exempt from reporting pursuant to Rule 16a-11 and that were not previously included in the Reporting Person's total beneficial ownership.