SEC Form 4 · accession 0001628280-26-055710
Sunrise Realty Trust, Inc. · SUNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard M Tannenbaum
Officer — Executive Chairman · Director · 10% Owner
Period of report
Aug 7, 2026
Accepted (ET)
Aug 11, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002012706
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2026 | P | 23,109 | $7.73 | A | 3,047,719 | D | |
| Common StockF2 | Aug 10, 2026 | P | 25,000 | $7.79 | A | 3,072,719 | D | |
| Common StockF3 | holding | — | — | — | 585,681 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 15,000 | I | See footnote | |
| Common Stock | holding | — | — | — | 1,000 | I | By reporting person as UTMA custodian for son | |
| Common StockF5 | holding | — | — | — | 58,958 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 46,516 | I | Held by spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $7.66 to $7.77; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- F2This transaction was executed in multiple trades ranging from $7.76 to $7.80; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- F3These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F4These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F5These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- F6The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.