SEC Form 4 · accession 0001144204-16-126808
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Leonard M Tannenbaum
10% Owner
Fifth Street Asset Management Inc.
10% Owner
Fifth Street Holdings L.P.
10% Owner
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | P | 646,899 | $9.00 | A | 5,098,820 | D | |
| Common StockF1 | Sep 30, 2016 | P | 1,295,742 | $9.00 | A | 2,677,494 | I | See footnote |
| Common StockF2 | holding | — | — | — | 10,875 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock, par value $0.01 per share (the "Common Stock"), of Fifth Street Senior Floating Rate Corp. (the "Company") are held by Fifth Street Holdings L.P. ("FSH"). Fifth Street Asset Management Inc. ("FSAM") is the general partner of FSH, and Mr. Tannenbaum is the Chairman and Chief Executive Officer of FSAM. Mr. Tannenbaum is also the controlling stockholder of FSAM. Each of FSH, FSAM and Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of its or his pecuniary interest.
- F2Securities held by the Mr. Tannenbaum's children. Mr. Tannenbaum may be deemed a beneficial owner of such shares of Common Stock, but disclaims beneficial ownership thereof except to the extent of his pecuniary interest.