SEC Form 4 · accession 0001577791-17-000007
Oaktree Strategic Income Corp · OCSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | P | 25,475 | $8.6682 | A | 25,475 | I | (1) - See below |
| Common StockF2 | Feb 14, 2017 | P | 79,669 | $8.9741 | A | 105,144 | I | (1) - See below |
| Common Stock | holding | — | — | — | 5,098,784 | D | ||
| Common Stock | holding | — | — | — | 2,677,519 | I | (2) See below | |
| Common Stock | holding | — | — | — | 10,875 | I | (3) See below |
Table II — derivative securities
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $8.6385 to $8.7384; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $8.80 to $9.04; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Remarks
(1) The securities are held by the Leonard M. Tannenbaum 2012 Trust for the benefit of certain members of the reporting person's family for which Bernard D. Berman is a trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. (2) Securities held by Fifth Street Holdings L.P. The Reporting Person controls Fifth Street Holdings L.P. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. (3) Securities held by the Reporting Person's children. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.