Daily feed · SEC Form 4 filings

All insider purchases — Dec 28, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

178 filings · trading day Dec 28, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 24, 2018 PForm 4 →	Dec 27, 5:45 pm EST	W R GRACE & COGRA	40 North Latitude Fund LP +410% Owner	233,720	$60.70	$14,186,085	9,344,510	+2.57%	plan?
Dec 26, 2018 PForm 4/A →	Dec 28, 9:41 am EST	Falcon Minerals CorpFLMN	HITE Hedge Asset Management LLC10% Owner	1,354,622	$7.27	$9,844,553	6,394,098	+26.9%	plan? amended
Dec 21, 2018 PForm 4 →	Dec 27, 4:08 pm EST	SOLENO THERAPEUTICS INCSLNO	Andrew SinclairDirector	4,669,272	$1.60	$7,470,835	4,669,272	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:52 pm EST	SCHWAB CHARLES CORPSCHW	Walter W BettingerPresident and CEO, Director	124,669	$38.81	$4,838,074	366,672	+51.5%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 5:12 pm EST	APPIAN CORPAPPN	Abdiel Capital Management, LLC +410% Owner	180,800	$24.92	$4,505,801	7,454,291	+2.49%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:50 pm EST	Front Yard Residential CorpRESI	Deer Park Road Management Company, LP +510% Owner	400,000	$8.42	$3,368,000	5,766,766	+7.45%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 7:22 pm EST	NON INVASIVE MONITORING SYSTEMS INC /FL/NIMU	Phillip Md Et Al Frost +110% Owner	33,355,325	$0.07	$2,334,873	48,355,325	+222%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 7:36 pm EST	NON INVASIVE MONITORING SYSTEMS INC /FL/NIMU	Jane Ph D HsiaoInterim CEO, Director, 10% Owner	27,235,734	$0.07	$1,906,501	20,883,660	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	PROSPECT CAPITAL CORPPSEC	John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner	304,792	$5.82	$1,772,609	37,593,070	+0.82%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 5:00 pm EST	Odonate Therapeutics, Inc.ODT	Boxer Capital, LLC +2Director, 10% Owner	125,000	$13.27	$1,658,830	2,978,762	+4.38%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 5:01 pm EST	Odonate Therapeutics, Inc.ODT	Aaron I. DavisDirector, 10% Owner	125,000	$13.27	$1,658,830	2,978,762	+4.38%	plan? late
Dec 27, 2018 PForm 4 →	Dec 27, 8:00 pm EST	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	815,217	$1.84	$1,499,999	13,232,785	+6.57%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:08 pm EST	BlueLinx Holdings Inc.BXC	Nokomis Capital, L.L.C. +110% Owner	49,117	$20.48	$1,005,842	1,100,004	+4.67%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:06 am EST	CARNIVAL CORPCCL	Arnold W DonaldPresident & CEO, Director	21,595	$46.43	$1,002,612	141,311	+18.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:09 am EST	CARNIVAL PLCCUK	Arnold W DonaldPresident & CEO, Director	21,595	$46.43	$1,002,612	141,311	+18.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 10:16 am EST	MOHAWK INDUSTRIES INCMHK	Filip BalcaenDirector	9,000	$109.76	$987,817	893,751	+1.02%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 4:33 pm EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	78,100	$8.92	$697,019	12,449,127	+0.63%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:31 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	ARMISTICE CAPITAL, LLC +210% Owner	103,000	$6.38	$657,305	4,528,000	+2.33%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:56 am EST	URSTADT BIDDLE PROPERTIES INCUBP	Catherine U BiddleDirector, 10% Owner	41,600	$15.50	$644,800	367,171	+12.8%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 11:59 am EST	URSTADT BIDDLE PROPERTIES INCUBP	Willing L BiddlePresident and CEO, Director, 10% Owner	41,600	$15.50	$644,800	367,171	+12.8%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:05 pm EST	DISH Network CORPDISH	James DefrancoExecutive Vice President, Director	25,000	$25.00	$625,000	1,378,529	+1.85%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:15 pm EST	Safety, Income & Growth, Inc.SAFE	ISTAR INC.10% Owner	21,300	$18.99	$404,544	7,632,783	+0.28%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:20 pm EST	Mercantil Bank Holding CorpAMTB	Millar WilsonVice-Chairman & CEO	30,769	$13.00	$399,997	215,384	+16.7%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 4:07 pm EST	Quanex Building Products CORPNX	Joseph D RuppDirector	30,000	$12.99	$389,616	40,421	+288%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 6:51 pm EST	ALPHA & OMEGA SEMICONDUCTOR LtdAOSL	Mike F ChangChief Executive Officer, Director, 10% Owner	37,671	$9.86	$371,433	4,272,717	+0.89%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 12:18 pm EST	GREIF INCGEF,GEF.B	Peter G WatsonPresident and CEO	10,000	$33.26	$332,600	51,299	+24.2%	plan?
Dec 21, 2018 PForm 4 →	Dec 28, 12:32 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	Neil S Subin10% Owner	513,717	$0.637	$327,238	522,117	+6,116%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	5,176	$58.15	$301,002	510	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:49 pm EST	Energy Transfer LPET	Thomas E LongChief Financial Officer	24,500	$12.05	$295,166	499,698	+5.16%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	4,765	$58.17	$277,193	111,335	+4.47%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	4,769	$58.01	$276,656	111,782	+4.46%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:10 pm EST	TPG RE Finance Trust, Inc.TRTX	Greta GuggenheimCEO & President, Director	14,700	$18.31	$269,104	235,468	+6.66%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:37 pm EST	DSP GROUP INC /DE/DSPG	Cynthia PaulDirector	22,832	$10.56	$241,161	190,000	+13.7%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 3:02 pm EST	CONTANGO OIL & GAS COMCF	John C Goff +3Director, 10% Owner	64,203	$3.19	$204,503	578,398	+12.5%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:13 pm EST	PATTERSON UTI ENERGY INCPTEN	Curtis W HuffDirector	20,000	$10.14	$202,800	113,304	+21.4%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	3,470	$58.01	$201,290	14,252	+32.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:28 pm EST	Harvest Capital Credit CorpHCAP	Joseph A JolsonChief Executive Officer, Director	19,658	$9.63	$189,266	672,639	+3.01%	plan?
Dec 18, 2018 PForm 4 →	Dec 28, 11:40 am EST	U.S. Auto Parts Network, Inc.PRTS	David Kanen +210% Owner	167,371	$1.07	$179,148	3,244,840	+5.44%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 6:36 pm EST	Select Interior Concepts, Inc.SIC	B. Riley Financial, Inc. +410% Owner	25,684	$6.00	$153,979	2,549,517	+1.02%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 1:49 pm EST	First Financial Northwest, Inc.FFNW	Kevin D PadrickDirector	9,249	$15.05	$139,197	46,374	+24.9%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:51 pm EST	Independence Contract Drilling, Inc.ICD	MSD Partners, L.P. +1Director, 10% Owner	46,798	$2.97	$138,884	18,793,932	+0.25%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:27 pm EST	TETRA TECHNOLOGIES INCTTI	Thomas R Bates Jr.Director	100,000	$1.34	$134,250	243,044	+69.9%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:52 pm EST	Ares Dynamic Credit Allocation Fund, Inc.ARDC	Seth J BrufskyPresident and CEO, Director	10,000	$13.39	$133,890	49,137	+25.6%	plan?
Dec 24, 2018 PForm 4 →	Dec 28, 12:38 pm EST	Ares Dynamic Credit Allocation Fund, Inc.ARDC	Bruce H SpectorDirector	10,000	$13.30	$132,989	25,000	+66.7%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 6:31 pm EST	Mercantil Bank Holding CorpAMTB	Alberto PerazaSee Remarks	10,000	$13.00	$130,000	10,000	—	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	CAPITAL SOUTHWEST CORPCSWC	Jack D FurstDirector	6,404	$18.50	$118,469	23,504	+37.5%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:39 pm EST	INNODATA INCINOD	Nauman Sabeeh Toor +110% Owner	73,448	$1.49	$109,538	600,000	+13.9%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 8:35 pm EST	PEDEVCO CORPPED	Ivar SiemDirector	180,000	$0.5933	$106,800	100,000	—	plan? amended
Dec 21, 2018 PForm 4 →	Dec 27, 7:13 pm EST	Aerpio Pharmaceuticals, Inc.ARPO	Muneer A SatterDirector, 10% Owner	60,000	$1.74	$104,134	5,438,017	+1.12%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 4:08 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Leiv LeaChief Financial Officer	24,700	$4.15	$102,409	24,700	—	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 8:42 am EST	PIONEER NATURAL RESOURCES COPXD	Andrew F. CatesDirector	790	$124.27	$98,175	577	—	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 8:40 am EST	Cue Biopharma, Inc.CUE	Anthony DigiandomenicoDirector	20,000	$4.77	$95,400	50,000	+66.7%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 3:43 pm EST	PLAINS GP HOLDINGS LPPAGP	Oscar K BrownDirector	4,400	$19.54	$85,991	14,000	+45.8%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:13 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,460	$58.10	$84,824	124,881	+1.18%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:28 pm EST	Cue Biopharma, Inc.CUE	Christopher A MarlettDirector	19,647	$4.29	$84,286	71,081	+38.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 5:14 pm EST	TRANSATLANTIC PETROLEUM LTD.TAT	Noah Malone Mitchell IIIChief Executive Officer, Director, 10% Owner	81,124	$1.02	$82,746	1,370,321	+6.29%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	1,345	$58.09	$78,132	439	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	1,345	$58.09	$78,132	439	—	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:25 pm EST	Mercantil Bank Holding CorpAMTB	Frederick C Copeland Jr.Director	6,000	$13.00	$78,000	15,615	+62.4%	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 12:30 pm EST	BlackRock 2022 Global Income Opportunity TrustBGIO	Richard M RiederOther	9,000	$8.40	$75,604	493,274	+1.86%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:20 pm EST	Mercantil Bank Holding CorpAMTB	Miguel PalaciosSee Remarks	5,769	$13.00	$74,997	5,783	+42,233%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:05 pm EST	Nabriva Therapeutics plcNBRV	Charles A Rowland Jr.Director	53,000	$1.31	$69,430	53,000	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	1,188	$58.05	$68,961	25,673	+4.85%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:15 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	1,173	$58.09	$68,141	14,252	+8.97%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	1,173	$58.09	$68,141	14,252	+8.97%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:17 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	1,132	$58.01	$65,670	25,673	+4.61%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	1,124	$58.17	$65,386	237	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:06 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	1,111	$58.00	$64,440	520	—	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 7:47 am EST	Castle Brands IncROX	Phillip Md Et Al Frost +2Director, 10% Owner	75,000	$0.8298	$62,235	43,975,719	+0.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas T RankinOther	1,068	$58.14	$62,095	25,374	+4.39%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:34 pm EST	Mercantil Bank Holding CorpAMTB	Alfonso FigueredoSee Remarks	4,615	$13.00	$59,995	81,098	+6.03%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 4:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	953	$58.07	$55,340	235	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	912	$58.17	$53,055	512	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	912	$58.17	$53,055	512	—	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:09 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	913	$58.01	$52,964	25,672	+3.69%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:11 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	913	$58.01	$52,964	25,672	+3.69%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	877	$58.00	$50,864	36,572	+2.46%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 5:11 pm EST	U S PHYSICAL THERAPY INC /NVUSPH	Regg E. SwansonDirector	500	$101.17	$50,585	2,596	+23.9%	plan?
Aug 13, 2015 PForm 4/A →	Dec 28, 2018, 1:10 pm EST	SharesPost 100 Fundno symbol	Robert J BoulwareDirector	1,919	$26.05	$50,000	19,722	+10.8%	plan?
Dec 21, 2018 PForm 4 →	Dec 28, 12:39 pm EST	LEARNING TREE INTERNATIONAL, INC.LTRE	Neil S Subin10% Owner	44,750	$1.10	$49,225	57,250	+358%	plan? late
Dec 27, 2018 PForm 4/A →	Dec 28, 2:38 pm EST	City Office REIT, Inc.CIO	Gregory TyleePresident & COO	5,000	$9.83	$49,150	207,397	+2.47%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 12:29 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Donald A DenkhausDirector	25,000	$1.91	$47,750	225,000	+12.5%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:10 pm EST	TEXAS PACIFIC LAND TRUSTTPL	David E. BarryOther	100	$467.06	$46,706	300	+50.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 10:28 am EST	ERIE INDEMNITY COERIE	Salvatore CorrentiDirector	320	$126.81	$40,578	320	—	plan?
Dec 21, 2018 PForm 4 →	Dec 28, 11:37 am EST	ASTEA INTERNATIONAL INCATEA	David Kanen +210% Owner	7,145	$5.50	$39,298	202,655	+3.65%	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 12:29 pm EST	BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.MYJ	Theodore R Jaeckel Jr.Other	2,964	$12.80	$37,939	20,560	+16.8%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 12:27 pm EST	BLACKROCK MUNICIPAL INCOME INVESTMENT TRUSTBBF	Theodore R Jaeckel Jr.Other	3,075	$12.00	$36,900	6,541	+88.7%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:11 pm EST	TPG RE Finance Trust, Inc.TRTX	Peter A. SmithVice President	2,000	$18.00	$36,000	67,734	+3.04%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 5:42 pm EST	WIRELESS TELECOM GROUP INCWTT	Joseph M. Manko Jr. +310% Owner	21,479	$1.65	$35,415	2,113,432	+1.03%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	601	$58.02	$34,871	112,066	+0.54%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:05 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	592	$58.17	$34,437	430	—	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	589	$58.01	$34,168	112,066	+0.53%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Victoire G RankinOther	584	$58.17	$33,970	111,619	+0.53%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 6:00 pm EST	Provention Bio, Inc.PRVB	Anthony DigiandomenicoDirector	17,270	$1.92	$33,158	53,712	+47.4%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:20 pm EST	Mercantil Bank Holding CorpAMTB	Alberto CaprilesSee Remarks	2,500	$13.00	$32,500	2,500	—	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 1:28 pm EST	FREDS INCFRED	Thomas E ZachariasDirector	18,000	$1.79	$32,220	81,452	+28.4%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:04 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	549	$58.17	$31,936	80	—	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 3:04 pm EST	Mid-Con Energy Partners, LPMCEP	John C Goff +110% Owner	40,000	$0.7565	$30,259	60,000	+200%	plan?
Dec 28, 2018 PForm 4 →	Dec 28, 2:38 pm EST	OCEANEERING INTERNATIONAL INCOII	David K LawrenceSr. V.P., Gen.Counsel and Sec.	2,500	$11.99	$29,987	43,599	+6.08%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:32 pm EST	Farmland Partners Inc.FPI	John A GoodDirector	6,250	$4.66	$29,125	9,050	+223%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 8:10 am EST	FREQUENCY ELECTRONICS INCFEIM	Edenbrook Capital, LLC +2Director, 10% Owner	3,000	$9.69	$29,070	1,167,766	+0.26%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:06 pm EST	NN INCNNBR	Carey A. SmithDirector	5,000	$5.80	$29,000	11,331	+79.0%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 2:17 pm EST	NETSOL TECHNOLOGIES INCNTWK	Naeem GhauriDirector	5,000	$5.70	$28,500	447,365	+1.13%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:59 pm EST	G1 Therapeutics, Inc.GTHX	Cynthia SchwalmDirector	1,420	$18.45	$26,196	1,500	+1,775%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:31 pm EST	Landmark Infrastructure Partners LPLMRK	Arthur P Brazy Jr.SEE REMARKS, Director	2,200	$11.29	$24,838	162,702	+1.37%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:53 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	410	$58.33	$23,913	571	+255%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 12:38 pm EST	AIR INDUSTRIES GROUPAIRI	Luciano M MelluzzoPresident	30,000	$0.7899	$23,698	70,000	+75.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:06 pm EST	CHURCHILL DOWNS IncCHDN	R Alex RankinDirector	100	$234.11	$23,411	12,237	+0.82%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 7:43 pm EST	ONE STOP SYSTEMS, INC.OSS	David RaunDirector	10,000	$2.10	$20,950	10,000	—	plan? late
Dec 27, 2018 PForm 4 →	Dec 28, 8:56 am EST	ADAMS DIVERSIFIED EQUITY FUND, INC.ADX	Frederic A EscherichDirector	1,700	$12.15	$20,655	45,347	+3.89%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 12:23 pm EST	GREIF INCGEF,GEF.B	Gary R MartzExecutive VP & General Counsel	500	$40.30	$20,150	1,100	+83.3%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 5:05 pm EST	DESTINATION XL GROUP, INC.DXLG	CANNELL CAPITAL LLC10% Owner	9,384	$2.01	$18,853	5,146,495	+0.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 6:00 pm EST	Provention Bio, Inc.PRVB	Avery W CatlinDirector	10,000	$1.88	$18,750	20,000	+100%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:59 pm EST	G1 Therapeutics, Inc.GTHX	James S. HansonGeneral Counsel	1,000	$18.25	$18,250	3,000	+50.0%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 9:27 pm EST	Valeritas Holdings Inc.VLRX	ARMISTICE CAPITAL, LLC +210% Owner	50,000	$0.3252	$16,260	19,850,000	+0.25%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:50 pm EST	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	G Warren ElliottDirector	500	$29.75	$14,875	7,568	+7.07%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:31 pm EST	PROSPECT CAPITAL CORPPSEC	Eugene S StarkDirector	2,500	$5.75	$14,375	42,500	+6.25%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 2:36 pm EST	SEACHANGE INTERNATIONAL INCSEAC	Karen Singer10% Owner	11,090	$1.23	$13,630	4,326,417	+0.26%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:59 pm EST	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	Randall C BarnesDirector	725	$17.43	$12,637	41,277	+1.79%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 4:27 pm EST	CSI Compressco LPCCLP	Roy McNivenVP of Operations	4,350	$2.30	$10,005	23,768	+22.4%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:29 pm EST	Mercantil Bank Holding CorpAMTB	Pamella J DanaDirector	769	$13.00	$9,997	10,384	+8.00%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 6:30 pm EST	Mercantil Bank Holding CorpAMTB	Guillermo VillarDirector	769	$13.00	$9,997	10,384	+8.00%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 6:33 pm EST	Mercantil Bank Holding CorpAMTB	Jose Antonio VillamilDirector	769	$13.00	$9,997	10,384	+8.00%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 4:55 pm EST	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Allan E Jennings Jr.Director	336	$29.75	$9,996	16,097	+2.13%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:14 pm EST	ASPEN GROUP, INC.ASPU	Malcolm F MacLean IVDirector	2,000	$4.86	$9,710	653,228	+0.31%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 12:11 pm EST	Stock Yards Bancorp, Inc.SYBT	Donna L HeitzmanDirector	300	$31.50	$9,450	3,425	+9.60%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 1:38 pm EST	UNITED BANKSHARES INC/WVUBSI	Robert G AstorgDirector	244	$30.22	$7,372	522	+87.9%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 5:05 pm EST	FRANKLIN FINANCIAL SERVICES CORP /PA/FRAF	Timothy G HenryCEO	200	$29.75	$5,950	2,841	+7.57%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:22 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	96	$58.09	$5,577	519	+22.7%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:25 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	96	$58.09	$5,577	519	+22.7%	plan?
Dec 21, 2018 PForm 4 →	Dec 28, 12:36 pm EST	Capstone Therapeutics Corp.CAPS	Neil S Subin10% Owner	103,000	$0.052	$5,356	727,100	+16.5%	plan? late
Dec 26, 2018 PForm 4 →	Dec 28, 8:42 am EST	180 DEGREE CAPITAL CORP. /NY/TURN	Kevin RendinoChairman and CEO, Director	2,720	$1.75	$4,770	543,762	+0.50%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R SeelbachOther	80	$58.10	$4,648	519	+18.2%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Scott W SeelbachOther	80	$58.10	$4,648	519	+18.2%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 6:34 pm EST	Western Asset Mortgage Capital CorpWMC	Lisa MeyerChief Financial Officer	500	$8.47	$4,235	500	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:20 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	64	$58.07	$3,717	439	+17.1%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 5:02 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M RankinOther	64	$58.07	$3,717	439	+17.1%	plan?
Dec 28, 2018 PForm 4 →	Dec 28, 3:57 pm EST	UWHARRIE CAPITAL CORPno symbol	Roger L DickPresident/CEO of UCC	700	$5.21	$3,645	69,439	+1.02%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 5:59 pm EST	Forward Industries, Inc.FORD	Jenny P. Yu10% Owner	3,001	$1.20	$3,601	1,113,564	+0.27%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 5:15 pm EST	RETRACTABLE TECHNOLOGIES INCRVP	Thomas J ShawPresident and CEO, Director, 10% Owner	4,499	$0.6365	$2,863	13,813,953	+0.03%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:29 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Parker RankinOther	49	$58.12	$2,848	439	+12.6%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 10:29 am EST	REAVES UTILITY INCOME FUNDUTG	Louis Francisco CiminoOther	100	$28.41	$2,841	13,156	+0.77%	plan?
Dec 28, 2018 PForm 4 →	Dec 28, 1:20 pm EST	UWHARRIE CAPITAL CORPno symbol	Allen K FurrDirector	500	$5.40	$2,700	824	+154%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Roger F RankinOther	46	$58.27	$2,681	437	+11.8%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	34	$58.37	$1,985	437	+8.44%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:24 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lauran RankinOther	32	$58.06	$1,858	519	+6.57%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 8:52 am EST	YORK WATER COYORW	Joseph Thomas HandChief Operating Officer	36	$31.32	$1,128	12,652	+0.29%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:20 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:26 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:27 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Isabelle SeelbachOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:39 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Taplin E SeelbachOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach TrustOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Thomas Wilson SeelbachOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson SeelbachOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott SeelbachOther	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:18 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elisabeth M RankinOther	16	$58.10	$930	437	+3.80%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:19 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther	16	$58.10	$930	437	+3.80%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	16	$58.10	$930	437	+3.80%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	16	$58.06	$929	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:28 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Mary M RankinOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:28 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:30 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	William A RankinOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:31 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007Other	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:44 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 4:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	16	$58.06	$929	520	+3.17%	plan?
Dec 27, 2018 PForm 4 →	Dec 28, 11:15 am EST	DGSE COMPANIES INCDGSE	Bret Allen PedersenCFO	1,300	$0.41	$533	27,000	+5.06%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 2:42 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	John C WangDirector	50	$10.05	$501	8,864	+0.57%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 2:41 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	Jeffrey RandolphDirector	38	$10.05	$378	6,831	+0.55%	plan?
Dec 20, 2018 PForm 4 →	Dec 28, 2:47 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	David PerdukCIO	26	$10.05	$262	1,110	+2.41%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 5:46 pm EST	Live Current Media Inc.LIVC	Amir VahabzadehDirector	1,700	$0.06	$102	3,809,518	+0.04%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:23 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	1	$58.58	$59	439	+0.23%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 4:25 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	1	$58.58	$59	439	+0.23%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 2:43 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	Vipe DesaiDirector	5	$10.05	$46	57	+8.67%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 2:46 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	Jean Chi En HoCOO	5	$10.05	$45	784	+0.58%	plan?
Dec 26, 2018 PForm 4 →	Dec 28, 2:39 pm EST	RW HOLDINGS NNN REIT, INC.no symbol	David FeinleibDirector	4	$10.05	$45	937	+0.48%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.