SEC Form 4 · accession 0001213900-18-017958
AIR INDUSTRIES GROUP · AIRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Luciano M Melluzzo
Officer — President
Period of report
Dec 26, 2018
Accepted (ET)
Dec 28, 2018 · 12:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001009891
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 26, 2018 | P | 10,000 | $0.81 | A | 50,000 | D | |
| Common stock | Dec 26, 2018 | P | 19,900 | $0.78 | A | 69,900 | D | |
| Common stock | Dec 26, 2018 | P | 100 | $0.76 | A | 70,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $1.50 | Sep 15, 2017 | A | 270,000 | A | Sep 15, 2017 | Sep 30, 2024 | Common stock | 270,000 | 270,000 | D |
Explanation of responses
- F1Options to purchase 90,000 shares vest on October 1, 2019.