SEC Form 4 · accession 0001127602-18-037416
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 24, 2018 | P | 427 | $58.1728 | A | 12,103 | D | |
| Class A Common StockF1,F2,F3 | Dec 24, 2018 | P | 113 | $57.93 | A | 14,046 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F4,F3 | Dec 24, 2018 | P | 47 | $58.76 | A | 14,093 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1 | Dec 26, 2018 | P | 427 | $58.0105 | A | 12,530 | D | |
| Class A Common StockF1,F5,F3 | Dec 26, 2018 | P | 154 | $57.99 | A | 14,247 | I | Proportionate Interest in Shares held by Rankin Associates V |
| Class A Common StockF1,F6,F3 | Dec 26, 2018 | P | 5 | $58.58 | A | 14,252 | I | Proportionate Interest in Shares held by Rankin Associates V |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-24 -Block 1 Weighted Average- Share Price represents average price between $57.35 and $58.33.
- F3Representing proportionate interest in shares held by RA V
- F42018-Dec-24 -Block 2 Weighted Average- Share Price represents average price between $58.41 and $59.15.
- F52018-Dec-26 -Block 1 Weighted Average- Share Price represents average price between $57.52 and $58.44.
- F62018-Dec-26 -Block 2 Weighted Average- Share Price represents average price between $58.56 and $58.65.