SEC Form 4 · accession 0001209191-18-064292
UWHARRIE CAPITAL CORP · UWHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen K Furr
Director
Period of report
Dec 28, 2018
Accepted (ET)
Dec 28, 2018 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000898171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (Held by Self) | Dec 28, 2018 | P | 500 | $5.40 | A | 824 | D | |
| Common StockF1 | holding | — | — | — | 198 | D | ||
| Common StockF2 | holding | — | — | — | 3,777 | D | ||
| Common Stock (Held jointly with Spouse) | holding | — | — | — | 419 | D | ||
| Common StockF3 | holding | — | — | — | 198 | I | By Pershing LLC As Custodian IRA FBO Jennifer R. Furr (Spouse of Reporting Person) | |
| Common Stock (Held by Spouse as Custodian for Daughter) | holding | — | — | — | 8 | I | By Spouse As Custodian for Daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by Cede & Co., Depository for Pershing LLC As Custodian Roth IRA FBO Allen K. Furr
- F2Held by Cede & Co., Depository for Pershing LLC As Custodian IRA FBO Allen K. Furr
- F3Held by Cede & Co., Depository for Pershing LLC As Custodian IRA FBO Jennifer R. Furr