SEC Form 4 · accession 0001127602-18-037425

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Lauran Rankin

Other

Period of report

Dec 24, 2018

Accepted (ET)

Dec 27, 2018 · 4:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2,F3	Dec 24, 2018	P	1	$57.93	A	88	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F2,F3	Dec 24, 2018	P	2	$57.93	A	195	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 24, 2018	P	3	$57.93	A	274	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 24, 2018	P	6	$57.93	A	509	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock^F1,F4	Dec 24, 2018	P	2	$58.76	A	276	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 24, 2018	P	2	$58.76	A	511	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock^F1,F5,F3	Dec 26, 2018	P	1	$57.99	A	89	I	Spouse's proportionate interest in shares held by Rankin Associates V
Class A Common Stock^F1,F5,F3	Dec 26, 2018	P	3	$57.99	A	198	I	Spouse's proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 26, 2018	P	4	$57.99	A	280	I	Reporting Person?s trust?s proportionate interests in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 26, 2018	P	8	$57.99	A	519	I	Child's proportionate limited partnership interest in shares held by RA VI
Class A Common Stock	holding	—	—		—	669	I	Child's proportionate limited partnership interest in shares held by RA II LP
Class A Common Stock^F3	holding	—	—		—	10,895	I	Spouse's proportionate interests in shares held by Rankin Associates II
Class A Common Stock^F3	holding	—	—		—	769	I	Held by a Trust for the benefit of Reporting Person's Spouse
Class A Common Stock	holding	—	—		—	0	I	Held in Trust fbo Reporting Person

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	669	669	I
Class B Common Stock^F3,F6	—	holding	—	—	—	—	—	Class A Common Stock	10,895	10,895	I
Class B Common Stock^F3,F6	—	holding	—	—	—	—	—	Class A Common Stock	10,027	10,027	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F22018-Dec-24 -Block 1 Weighted Average- Share Price represents average price between $57.35 and $58.33.
F3Reporting Person disclaims beneficial ownership of all such shares.
F42018-Dec-24 -Block 2 Weighted Average- Share Price represents average price between $58.41 and $59.15.
F52018-Dec-26 -Block 1 Weighted Average- Share Price represents average price between $57.52 and $58.44.
F6N/A