SEC Form 4 · accession 0001493152-18-018021
NON INVASIVE MONITORING SYSTEMS INC /FL/ · NIMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jane Ph D Hsiao
Officer — Interim CEO · Director · 10% Owner
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720762
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share | Dec 21, 2018 | P | 1,428,571 | $0.07 | A | 11,828,571 | D | |
| Common Stock, $0.01 par value per shareF1 | Dec 21, 2018 | P | 4,923,503 | $0.07 | A | 16,752,074 | D | |
| Common Stock, $0.01 par value per shareF1,F2 | Dec 21, 2018 | P | 20,883,660 | $0.07 | A | 20,883,660 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired in exchange for indebtedness owed by Non-Invasive Monitoring Systems, Inc. to the reporting person or affiliates thereof.
- F2Held by Hsu Gamma Investments LP, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of all shares held by Hsu Gamma Investments, LP except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.