SEC Form 4 · accession 0001209191-18-064225
ONE STOP SYSTEMS, INC. · OSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Raun
Director
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001394056
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 21, 2018 | P | 5,000 | $2.085 | A | 5,000 | D | |
| Common StockF2,F3 | Dec 27, 2018 | P | 5,000 | $2.105 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.08 to $2.09 per share, inclusive.
- F2The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
- F3The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.11 per share, inclusive.