SEC Form 4 · accession 0001104659-18-074930
Ares Dynamic Credit Allocation Fund, Inc. · ARDC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Seth J Brufsky
Officer — President and CEO · Director
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001515324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 24, 2018 | P | 10,000 | $13.389 | A | 49,137 | I | By The Seth J. Brufsky Living Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund.
- F2The shares are held by The Seth J. Brufsky Living Trust, of which the reporting person is a beneficiary.