SEC Form 4 · accession 0000899243-18-031873
Amerant Bancorp Inc. · AMTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alberto Capriles
Officer — See Remarks
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001734342
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 21, 2018 | P | 2,500 | $13.00 | A | 2,500 | D | |
| Class A Common StockF1 | Dec 21, 2018 | A | 19,923 | $0.00 | A | 22,423 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Effective October 23, 2018, the Issuer split its outstanding Class A and Class B common stock on a one-for-three basis (the "stock split"). As a result of the stock split, every three outstanding shares of the Issuer's Class A common stock were combined into only one share of the Issuer's Class A common stock and every three outstanding shares of the Issuer's Class B common stock were combined into only one share of the Issuer's Class B common stock. Fractional shares were issued. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. The Reporting Person beneficially owns 0 shares of Class B common stock. All future Form 4 and Form 5 filings will reflect the stock split.
Remarks
Executive Vice President and Chief Risk Officer