Daily feed · SEC Form 4 filings

All insider purchases — Dec 27, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

151 filings · trading day Dec 27, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 21, 2018 PForm 4 →	Dec 26, 8:56 pm EST	FS Credit Income FundFCRIX	David J. Adelman10% Owner	3,201,426	$12.34	$39,505,597	1,836,269	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:58 pm EST	FS Credit Income FundFCRIX	Michael C. FormanChief Executive Officer, Director, 10% Owner	3,201,426	$12.34	$39,505,597	1,836,269	—	plan?
Dec 21, 2018 PForm 4/A →	Dec 26, 4:30 pm EST	WINDTREE THERAPEUTICS INC /DE/WINT	Lee's Pharmaceutical Holdings Ltd10% Owner	9,874,799	$4.00	$39,459,228	12,794,970	+338%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:49 pm EST	Apollo Global Management LLCAPO	TIGER GLOBAL MANAGEMENT LLC +310% Owner	1,122,800	$23.54	$26,432,127	37,663,500	+3.07%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:42 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Winder Investment Pte Ltd10% Owner	172,400	$128.53	$22,158,038	19,238,758	+0.90%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:57 pm EST	FS Credit Income FundFCRIX	Franklin Square Holdings, L.P.10% Owner	1,365,157	$12.34	$16,846,033	1,365,157	—	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 3:59 pm EST	Falcon Minerals CorpFLMN	HITE Hedge Asset Management LLC10% Owner	1,019,285	$7.26	$7,399,946	6,058,761	+20.2%	plan? amended
Dec 24, 2018 PForm 4 →	Dec 27, 8:29 am EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Winder Investment Pte Ltd10% Owner	48,000	$125.81	$6,038,699	19,286,758	+0.25%	plan?
Dec 21, 2018 PForm 4/A →	Dec 26, 4:28 pm EST	WINDTREE THERAPEUTICS INC /DE/WINT	LPH II Investments Ltd10% Owner	1,810,938	$3.31	$5,994,205	2,352,605	+334%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:06 pm EST	PROSPECT CAPITAL CORPPSEC	John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner	1,000,000	$5.87	$5,871,700	37,288,278	+2.76%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:43 pm EST	FS KKR Capital CorpFSK	Michael C. FormanChief Executive Officer, Director	1,122,607	$5.15	$5,781,426	924,609	—	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 9:35 pm EST	SCIENTIFIC GAMES CORPSGMS	Ronald O PerelmanDirector, 10% Owner	300,000	$16.51	$4,951,566	35,650,736	+0.85%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:47 pm EST	SOLENO THERAPEUTICS INCSLNO	Jack W Schuler10% Owner	3,031,002	$1.61	$4,868,699	4,550,678	+199%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:01 pm EST	PROSPECT CAPITAL CORPPSEC	John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner	600,000	$5.80	$3,481,790	36,288,278	+1.68%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 9:03 pm EST	FS Global Credit Opportunities Fund-Ano symbol	Michael C. FormanPresident and CEO, Director	405,094	$7.91	$3,204,296	405,094	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:05 pm EST	FS Global Credit Opportunities Fund-Ano symbol	David J. AdelmanDirector	405,094	$7.91	$3,204,296	405,094	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:00 pm EST	FS Energy & Power Fundno symbol	Michael C. FormanChief Executive Officer, Director	435,451	$6.58	$2,865,266	270,905	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 2:34 pm EST	BioCardia, Inc.BCDA	Simon H StertzerDirector	3,333,332	$0.75	$2,499,999	2,076,346	—	plan? amended
Dec 24, 2018 PForm 4/A →	Dec 27, 3:51 pm EST	BioCardia, Inc.BCDA	Simon H StertzerDirector, 10% Owner	3,333,332	$0.75	$2,499,999	2,076,346	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:01 pm EST	FS Energy Total Return FundXFEYX	Michael C. FormanPresident & CEO, Director, 10% Owner	252,418	$9.80	$2,473,697	252,418	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:02 pm EST	FS Energy Total Return FundXFEYX	David J. AdelmanDirector, 10% Owner	252,418	$9.80	$2,473,697	252,418	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:35 pm EST	CRISPR Therapeutics AGCRSP	Vertex Pharmaceuticals (Europe) Ltd +110% Owner	90,742	$24.08	$2,184,960	5,340,742	+1.73%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:44 pm EST	FS Investment Corp IIno symbol	Michael C. FormanPresident and CEO, Director	189,109	$8.23	$1,556,368	189,109	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:13 pm EST	BioCardia, Inc.BCDA	Phillip Md Et Al Frost +110% Owner	2,000,000	$0.75	$1,500,000	12,875,318	+18.4%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 8:39 pm EST	REVLON INC /DE/REV	Ronald O PerelmanDirector, 10% Owner	60,000	$23.18	$1,390,815	45,283,321	+0.13%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 6:35 am EST	Yext, Inc.YEXT	Michael WalrathDirector	100,000	$13.35	$1,335,000	112,690	+788%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:39 pm EST	ENTERCOM COMMUNICATIONS CORPETM	Joseph M FieldChairman Emeritus, Director	200,000	$5.54	$1,108,960	10,175,344	+2.00%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:19 pm EST	Red Lion Hotels CORPRLH	Coliseum Capital Management, LLC +410% Owner	109,832	$7.39	$811,773	3,663,871	+3.09%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 6:18 pm EST	Meet Group, Inc.MEET	Luxor Capital Group, LP +510% Owner	203,794	$3.95	$805,697	4,137,291	+5.18%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 6:21 pm EST	Odonate Therapeutics, Inc.ODT	Kevin C Tang +4Chief Executive Officer, Director, 10% Owner	60,000	$12.60	$755,857	12,882,338	+0.47%	plan? late
Dec 24, 2018 PForm 4 →	Dec 26, 6:00 pm EST	NCI BUILDING SYSTEMS INCNCS	James S MetcalfChairman and CEO, Director	100,000	$7.09	$709,000	291,512	+52.2%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:45 pm EST	FS Investment Corp IIIno symbol	Michael C. FormanPresident and CEO, Director	81,160	$7.95	$645,222	81,160	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 6:00 pm EST	ID SYSTEMS INCIDSY	CANNELL CAPITAL LLC10% Owner	123,501	$5.18	$639,420	2,253,211	+5.80%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 6:14 pm EST	SYNALLOY CORPSYNL	Privet Fund Management LLC +210% Owner	37,060	$16.80	$622,769	74,621	+98.7%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 10:49 am EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	63,700	$8.96	$570,739	12,371,027	+0.52%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 7:05 pm EST	KLX Energy Services Holdings, Inc.KLXE	Gary J RobertsVP and General Manager	21,421	$21.92	$469,548	99,096	+27.6%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:07 pm EST	ARTS WAY MANUFACTURING CO INCARTW	J Ward McConnell Jr.Director, 10% Owner	199,894	$2.25	$449,762	2,039,789	+10.9%	plan? late
Dec 20, 2018 PForm 4 →	Dec 26, 4:18 pm EST	H&E Equipment Services, Inc.HEES	Bruce BruckmannDirector	22,500	$19.56	$440,150	787,740	+2.94%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 10:43 am EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	48,600	$8.85	$430,207	12,307,327	+0.40%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 8:54 pm EST	FS Investment Corp IVno symbol	Michael C. FormanPresident and CEO, Director, 10% Owner	34,764	$10.98	$381,709	34,764	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 8:04 am EST	CHESAPEAKE ENERGY CORPCHK	Thomas L RyanDirector	200,000	$1.81	$361,800	563,519	+55.0%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 7:08 pm EST	NEOGENOMICS INCNEO	Kevin C JohnsonDirector	26,000	$11.60	$301,600	103,866	+33.4%	plan? amended
Dec 20, 2018 PForm 4 →	Dec 26, 4:03 pm EST	PROSPECT CAPITAL CORPPSEC	M Grier EliasekCHIEF OPERATING OFFICER, Director	50,000	$5.81	$290,580	1,252,196	+4.16%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 2:28 pm EST	PROSPERITY BANCSHARES INCPB	H E Timanus Jr.Vice Chairman, Director	5,000	$57.65	$288,250	147,447	+3.51%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 12:29 pm EST	Kayne Anderson MLP/Midstream Investment CoKYN	James C BakerPresident, Director	20,000	$12.76	$255,200	237,039	+9.21%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:05 pm EST	DELTA AIR LINES INC /DE/DAL	George N MattsonDirector	5,000	$49.41	$247,066	17,500	+40.0%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 4:20 pm EST	E.W. SCRIPPS CoSSP	Mary Peirce10% Owner	15,038	$15.24	$229,230	474,147	+3.28%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:53 pm EST	LAKELAND BANCORP INCLBAI	Robert K Nicholson IIIDirector	13,000	$14.45	$187,850	163,149	+8.66%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 5:28 pm EST	METHODE ELECTRONICS INCMEI	Christopher J HornungDirector	8,200	$22.16	$181,712	49,050	+20.1%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 2:46 pm EST	Mid-Con Energy Partners, LPMCEP	John C Goff +110% Owner	258,000	$0.6866	$177,140	50,000	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	2,580	$58.09	$149,876	521	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:57 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	2,580	$58.09	$149,876	521	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 12:19 pm EST	Invesco High Income Trust IIVLT	Saba Capital Management, L.P. +110% Owner	9,151	$12.24	$111,971	1,069,437	+0.86%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 5:24 pm EST	TEKLA HEALTHCARE INVESTORSHQH	Daniel R OmsteadPresident, Director	6,300	$17.14	$107,971	85,406	+7.96%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:42 pm EST	FS Global Credit Opportunities Fund-T2no symbol	Michael C. FormanPresident and CEO, Director, 10% Owner	13,611	$7.87	$107,117	13,611	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 9:43 pm EST	FS Global Credit Opportunities Fund-T2no symbol	David J. AdelmanDirector, 10% Owner	13,611	$7.87	$107,117	13,611	—	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 5:24 pm EST	Tekla World Healthcare FundTHW	Daniel R OmsteadPresident, Director	9,400	$11.11	$104,411	14,400	+188%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:15 pm EST	aTYR PHARMA INCLIFE	John MendleinDirector	245,000	$0.4214	$103,247	615,382	+66.1%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 12:39 pm EST	FIRST BANCORP /NC/FBNC	Richard H MooreChief Executive Officer, Director	3,200	$31.35	$100,323	143,135	+2.29%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 11:18 am EST	MONROE CAPITAL CorpMRCC	Theodore L KoenigChairman, President & CEO, Director	10,700	$9.34	$99,979	71,220	+17.7%	plan? late
Dec 20, 2018 PForm 4 →	Dec 26, 4:01 pm EST	Stellus Capital Investment CorpSCM	Robert T. LaddPresident and CEO, Director	8,000	$11.85	$94,780	478,776	+1.70%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:36 pm EST	Howard Hughes CorpHHC	Michael SlosserEVP - Hospitality	1,000	$92.73	$92,731	2,231	+81.2%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 1:55 pm EST	CONTANGO OIL & GAS COMCF	John C Goff +3Director, 10% Owner	30,000	$2.96	$88,717	553,398	+5.73%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	1,345	$58.09	$78,132	439	—	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	1,345	$58.09	$78,132	439	—	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:09 pm EST	Cue Biopharma, Inc.CUE	Christopher A MarlettDirector	17,200	$4.53	$77,916	51,434	+50.2%	plan?
Dec 14, 2018 PForm 4/A →	Dec 27, 3:07 pm EST	MICRON SOLUTIONS INC /DE/MICR	Jason Russell ChambersDirector	23,000	$3.20	$73,568	136,474	+20.3%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 5:05 pm EST	SOLITRON DEVICES INCSODI	Olesen Value Fund L.P. +310% Owner	40,000	$1.74	$69,400	257,820	+18.4%	plan? late
Dec 26, 2018 PForm 4 →	Dec 26, 4:21 pm EST	At Home Group Inc.HOME	Philip L FrancisDirector	3,875	$17.20	$66,633	51,758	+8.09%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:09 pm EST	COWEN INC.COWN	Brett H BarthDirector	5,000	$12.92	$64,579	27,332	+22.4%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 8:26 am EST	BLACKROCK MUNIYIELD NEW JERSEY FUND, INC.MYJ	Theodore R Jaeckel Jr.Other	4,836	$12.87	$62,239	17,596	+37.9%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:14 pm EST	Motus GI Holdings, Inc.MOTS	David P HochmanDirector	20,000	$2.70	$54,000	100,000	+25.0%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 5:05 pm EST	INNERWORKINGS INCINWK	Linda S WolfDirector	15,300	$3.44	$52,586	136,032	+12.7%	plan? late
Dec 21, 2018 PForm 4 →	Dec 27, 1:45 pm EST	MEDICINES CO /DEMDCO	Mark TimneyChief Executive Officer, Director	2,926	$17.90	$52,375	29,789	+10.9%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:10 pm EST	General Finance CORPGFN	Neil Gagnon10% Owner	499	$99.15	$49,476	13,368	+3.88%	plan?
Dec 13, 2017 PForm 4/A →	Dec 27, 2018, 10:49 am EST	MICRON SOLUTIONS INC /DE/MICR	Andrei SoranDirector	13,512	$3.50	$47,246	100,000	+15.6%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:07 pm EST	Cue Biopharma, Inc.CUE	Anthony DigiandomenicoDirector	10,000	$4.49	$44,900	20,000	+100%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:05 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Richard A Miller M.D.President and CEO, Director	10,000	$4.40	$43,950	1,108,795	+0.91%	plan? late
Dec 26, 2018 PForm 4 →	Dec 27, 2:58 pm EST	CNO Financial Group, Inc.CNO	Stephen N DavidDirector	3,000	$13.85	$41,545	23,706	+14.5%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:43 pm EST	MONROE CAPITAL CorpMRCC	Aaron Daniel PeckCFO and CIO, Director	4,500	$9.20	$41,381	10,436	+75.8%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 12:22 pm EST	PB Bancorp, Inc.PBBI	Jitendra SinhaDirector	3,500	$10.50	$36,750	40,806	+9.38%	plan?
Nov 19, 2018 PForm 4/A →	Dec 27, 9:52 am EST	MICRON SOLUTIONS INC /DE/MICR	Andrei SoranDirector	10,000	$3.10	$30,959	114,324	+9.59%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:24 pm EST	Hunt Companies Finance Trust, Inc.HCFT	James Christopher HuntDirector	10,000	$3.04	$30,419	140,000	+7.69%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:15 pm EST	RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP	Patrick W. GalleyPresident, Director	2,000	$15.20	$30,405	9,333	+27.3%	plan?
Dec 11, 2017 PForm 4/A →	Dec 27, 2018, 10:34 am EST	MICRON SOLUTIONS INC /DE/MICR	Andrei SoranDirector	8,575	$3.50	$29,997	86,488	+11.0%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 5:43 pm EST	Landmark Infrastructure Partners LPLMRK	Arthur P Brazy Jr.SEE REMARKS, Director	2,550	$11.69	$29,810	160,502	+1.61%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 3:43 pm EST	UNITED BANKSHARES INC/WVUBSI	P Clinton WinterDirector	1,000	$29.70	$29,700	446,511	+0.22%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 10:00 am EST	FlexShopper, Inc.FPAY	Howard Dvorkin10% Owner	42,538	$0.685	$29,139	2,768,650	+1.56%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:14 pm EST	RIVERNORTH OPPORTUNITIES FUND, INC.RIV	Patrick W. GalleyDirector	2,000	$14.53	$29,065	89,974	+2.27%	plan?
Dec 7, 2018 PForm 4/A →	Dec 27, 3:21 pm EST	MICRON SOLUTIONS INC /DE/MICR	Robert A MelloDirector	9,152	$3.09	$28,294	21,988	+71.3%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:05 pm EST	Motus GI Holdings, Inc.MOTS	Gary E. JacobsDirector	10,000	$2.70	$27,000	745,956	+1.36%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:08 pm EST	Motus GI Holdings, Inc.MOTS	Timothy P. MoranChief Executive Officer, Director	10,000	$2.70	$27,000	25,000	+66.7%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 2:47 pm EST	Apollo Tactical Income Fund Inc.AIF	Joseph A. MoroneyPresident	1,500	$14.23	$21,345	7,895	+23.5%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 2:54 pm EST	Apollo Senior Floating Rate Fund Inc.AFT	Joseph A. MoroneyPresident	1,500	$13.64	$20,460	7,900	+23.4%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 5:00 pm EST	SOCIAL REALITY, Inc.SRAX	Christopher MiglinoChief Executive Officer, Director	10,000	$2.03	$20,300	1,037,575	+0.97%	plan? late
Dec 26, 2018 PForm 4 →	Dec 26, 5:02 pm EST	BASIC ENERGY SERVICES INCBAS	David Scott SchorlemerSee Remarks	5,000	$4.05	$20,245	25,000	+25.0%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:25 pm EST	FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ	Jan A EddyDirector	1,000	$19.98	$19,980	17,056	+6.23%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 1:44 pm EST	Global Water Resources, Inc.GWRS	Debra CoyDirector	1,890	$10.04	$18,968	11,434	+19.8%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:34 pm EST	Howard Hughes CorpHHC	Sarah M VasquezEVP, Management & Operations	200	$91.80	$18,360	4,282	+4.90%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 7:34 pm EST	BankGuam Holding CoBKGM	Guerrero Eugenia Aflague Leon10% Owner	1,752	$10.00	$17,520	1,777,970	+0.10%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 4:35 pm EST	CONSUMERS BANCORP INC /OH/CBKM	Laurie L McClellanDirector, 10% Owner	1,000	$17.47	$17,472	47,451	+2.15%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 5:56 pm EST	Liberty Tax, Inc.TAXA	CANNELL CAPITAL LLC10% Owner	1,500	$11.48	$17,218	1,889,909	+0.08%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:12 pm EST	RiverNorth Marketplace Lending CorpRMPL	Patrick W. GalleyPresident, Director	700	$24.56	$17,190	88,951	+0.79%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 12:35 pm EST	NANOPHASE TECHNOLOGIES CorpNANX	Jess JankowskiPresident, CEO, Director	20,199	$0.8141	$16,443	59,000	+52.1%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 1:00 pm EST	SOCIAL REALITY, Inc.SRAX	Christopher MiglinoChief Executive Officer, Director	10,000	$1.60	$16,000	1,047,575	+0.96%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:09 pm EST	Forestar Group Inc.FOR	Daniel C BartokChief Executive Officer	1,000	$14.50	$14,500	5,500	+22.2%	plan? late
Dec 20, 2018 PForm 4 →	Dec 26, 4:43 pm EST	Minerva Neurosciences, Inc.NERV	William F DoyleDirector	2,000	$6.50	$13,000	22,611	+9.70%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 3:28 pm EST	INVESTORS REAL ESTATE TRUSTIRET	John A SchisselDirector	2,500	$4.91	$12,265	30,283	+9.00%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 7:59 pm EST	U.S. GOLD CORP.USAU	Edward M KarrPresident and CEO, Director	13,404	$0.875	$11,729	983,944	+1.38%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 3:31 pm EST	INVESTORS REAL ESTATE TRUSTIRET	Jeffrey CairaDirector	2,193	$4.97	$10,895	120,000	+1.86%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 4:28 pm EST	JMP GROUP LLCJMP	Joseph A JolsonCEO, Director, 10% Owner	2,594	$4.08	$10,582	4,900,557	+0.05%	plan?
Nov 23, 2018 PForm 4 →	Dec 26, 5:18 pm EST	WisdomTree Investments, Inc.WETF	Jeremy SchwartzGlobal Head of Research	1,290	$7.49	$9,665	555,404	+0.23%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 6:25 pm EST	Cue Biopharma, Inc.CUE	Anish SuriChief Scientific Officer	2,000	$4.37	$8,740	2,000	—	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:16 pm EST	Motus GI Holdings, Inc.MOTS	Mark PomeranzPresident and COO, Director	2,500	$2.70	$6,750	10,641	+30.7%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:04 pm EST	PROSPECT CAPITAL CORPPSEC	Kristin Lea Van DaskCFO, TREASURER, SECRETARY, CCO	1,000	$5.81	$5,810	31,000	+3.33%	plan? late
Dec 24, 2018 PForm 4 →	Dec 26, 5:30 pm EST	FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ	Timothy J KeaneDirector	288	$19.95	$5,746	7,123	+4.21%	plan?
Dec 20, 2018 PForm 4 →	Dec 26, 4:00 pm EST	IntelGenx Technologies Corp.IGXT	Andre GodinEVP and CFO	10,000	$0.504	$5,040	136,688	+7.89%	plan? late
Dec 24, 2018 PForm 4 →	Dec 27, 8:25 am EST	BlackRock 2022 Global Income Opportunity TrustBGIO	Richard M RiederOther	600	$8.27	$4,962	484,274	+0.12%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	64	$58.12	$3,720	519	+14.1%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:48 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	64	$58.12	$3,720	519	+14.1%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 6:00 pm EST	Provention Bio, Inc.PRVB	Anthony DigiandomenicoDirector	2,000	$1.85	$3,700	36,442	+5.81%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:32 pm EST	FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ	Daniel P. OlszewskiDirector	183	$19.95	$3,651	16,676	+1.11%	plan?
Dec 26, 2018 PForm 4 →	Dec 27, 2:28 pm EST	NETSOL TECHNOLOGIES INCNTWK	Naeem GhauriDirector	625	$5.40	$3,375	442,365	+0.14%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 5:17 pm EST	Outlook Therapeutics, Inc.OTLK	Kurt J HilzingerDirector	4,713	$0.6524	$3,075	42,513	+12.5%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 7:40 pm EST	BankGuam Holding CoBKGM	Guerrero Martin Dela Rosa LeonDirector	300	$10.00	$3,000	90,456	+0.33%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 7:37 pm EST	BankGuam Holding CoBKGM	Guerrero William David LeonEVP & COO, Director	285	$10.00	$2,850	74,562	+0.38%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 5:10 pm EST	Motus GI Holdings, Inc.MOTS	Andrew Lawrence TaylorChief Financial Officer	1,000	$2.70	$2,700	3,000	+50.0%	plan?
Dec 21, 2018 PForm 4 →	Dec 27, 3:47 pm EST	TriplePoint Venture Growth BDC Corp.TPVG	James LabeChief Executive Officer, Director	250	$10.41	$2,602	250	—	plan? late
Dec 26, 2018 PForm 4 →	Dec 26, 7:38 pm EST	BankGuam Holding CoBKGM	Patricia Ann Perez AdaDirector	237	$10.00	$2,370	51,609	+0.46%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 4:42 pm EST	XAI Octagon Floating Rate & Alternative Income Term TrustXFLT	Scott C JonesOther	300	$7.37	$2,211	2,938	+11.4%	plan?
Dec 21, 2018 PForm 4 →	Dec 26, 4:30 pm EST	DPW Holdings, Inc.DPW	Ault & Company, Inc.See Remark, Director	20,000	$0.10	$2,000	285,357	+7.54%	plan?
Dec 27, 2018 PForm 4 →	Dec 27, 1:35 pm EST	Intellicheck, Inc.IDN	Bryan LewisPresident and CEO	1,000	$2.00	$2,000	17,534	+6.05%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:53 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	32	$58.06	$1,858	519	+6.57%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 12:42 pm EST	ATLANTIC POWER CORPAT	Terrence RonanChief Financial Officer	800	$2.10	$1,680	324,003	+0.25%	plan?
Dec 24, 2018 PForm 4 →	Dec 26, 4:16 pm EST	CONSUMERS BANCORP INC /OH/CBKM	Ralph J Lober IICEO & President, Director	55	$17.48	$961	22,761	+0.24%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	16	$58.15	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	16	$58.15	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:50 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	16	$58.15	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	16	$58.15	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:54 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	16	$58.12	$930	519	+3.18%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	16	$58.11	$930	437	+3.80%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	16	$58.10	$930	437	+3.80%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:44 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	16	$58.06	$929	520	+3.17%	plan?
Dec 24, 2018 PForm 4 →	Dec 27, 3:52 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	16	$58.06	$929	519	+3.18%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 7:42 pm EST	BankGuam Holding CoBKGM	Guerrero Lourdes Aflague LeonDirector	82	$10.00	$820	78,965	+0.10%	plan?
Dec 14, 2018 PForm 4 →	Dec 27, 11:29 am EST	AMERISERV FINANCIAL INC /PA/ASRV	Robert L WiseDirector	168	$4.12	$692	149,258	+0.11%	plan? late
Dec 21, 2018 PForm 4 →	Dec 26, 6:53 pm EST	AIR T INCAIRT	Gary S KohlerDirector	20	$27.73	$555	11,934	+0.17%	plan?
Dec 26, 2018 PForm 4 →	Dec 26, 7:36 pm EST	BankGuam Holding CoBKGM	Agustin John Shimizu SanDirector	32	$10.00	$320	32,503	+0.10%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.