SEC Form 4 · accession 0000919574-18-008150
Apollo Global Management LLC · APO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
TIGER GLOBAL MANAGEMENT LLC
10% Owner
Charles P Coleman III
10% Owner
Scott L Shleifer
10% Owner
Lee Fixel
10% Owner
Period of report
Dec 21, 2018
Accepted (ET)
Dec 26, 2018 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A shares representing limited liability co. interestsF2,F1 | Dec 21, 2018 | P | 51,200 | $23.001 | A | 36,591,900 | I | See Footnote |
| Class A shares representing limited liability co. interestsF3,F1 | Dec 21, 2018 | P | 379,776 | $23.831 | A | 36,971,676 | I | See Footnote |
| Class A shares representing limited liability co. interestsF4,F1 | Dec 24, 2018 | P | 234,324 | $23.815 | A | 37,206,000 | I | See Footnote |
| Class A shares representing limited liability co. interestsF5,F1 | Dec 26, 2018 | P | 457,500 | $23.221 | A | 37,663,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Class A shares representing limited liability company interests of the Issuer are held in the accounts of private investment funds managed by Tiger Global Management, LLC ("Tiger Global") and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- F2This transaction was executed in multiple trades ranging from $22.970 to $23.150. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades ranging from $23.300 to $23.990. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades ranging from $23.300 to $23.980. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades ranging from $23.090 to $23.880. The price reported reflects the weighted average purchase price. The Reporting Persons hereby undertake to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of Issuer full information regarding the number of shares and prices at which the transaction was effected.