SEC Form 4 · accession 0001171843-18-008562
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Grier Eliasek
Officer — CHIEF OPERATING OFFICER · Director
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 20, 2018 | P | 2,000 | $5.76 | A | 1,204,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 4,000 | $5.8099 | A | 1,208,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.84 | A | 1,213,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.855 | A | 1,218,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.83 | A | 1,223,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.805 | A | 1,228,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.80 | A | 1,233,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.7809 | A | 1,238,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.7974 | A | 1,243,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 5,000 | $5.7999 | A | 1,248,196 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 4,000 | $5.8199 | A | 1,252,196 | D |
Table II — derivative securities
No Table II lines on this filing.