SEC Form 4 · accession 0001127602-18-037378

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John C Butler Jr.

Other

Period of report

Dec 24, 2018

Accepted (ET)

Dec 27, 2018 · 3:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 24, 2018	P	641	$58.1728	A	98,228	I	Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F3,F2	Dec 24, 2018	P	5	$57.93	A	430	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 24, 2018	P	6	$57.93	A	511	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 24, 2018	P	6	$57.93	A	510	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F3	Dec 24, 2018	P	6	$57.93	A	510	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4,F2	Dec 24, 2018	P	2	$58.76	A	432	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 24, 2018	P	2	$58.76	A	513	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 24, 2018	P	2	$58.76	A	512	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F4	Dec 24, 2018	P	2	$58.76	A	512	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F2	Dec 26, 2018	P	641	$58.0105	A	98,869	I	Held by Trust for the benefit of Reporting Person's Spouse
Class A Common Stock^F1,F5,F2	Dec 26, 2018	P	1	$57.99	A	88	I	Spouse's proportionate limited partnership interests in shares held by Rankin Associates V, L.P.
Class A Common Stock^F1,F5,F2	Dec 26, 2018	P	6	$57.99	A	438	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 26, 2018	P	8	$57.99	A	521	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 26, 2018	P	8	$57.99	A	520	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F5	Dec 26, 2018	P	8	$57.99	A	520	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F1,F6,F2	Dec 26, 2018	P	1	$58.58	A	439	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	677	I	child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,416	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,513	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock	holding	—	—		—	677	I	child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	8,572	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	4,357	I	Reporting Person is trustee of Trust fbo minor child.
Class A Common Stock	holding	—	—		—	5,524	I	Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock^F2	holding	—	—		—	49,811	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P
Class A Common Stock^F2	holding	—	—		—	11,750	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock^F2	holding	—	—		—	32,369	I	Spouse's proportionate limited partnership interest in shares held by RAIV Class A
Class A Common Stock	holding	—	—		—	2,800	I	Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock	holding	—	—		—	7,839	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock	holding	—	—		—	26,313	I	Held in trust fbo Reporting Person.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	8,416	8,416	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	3,683	3,683	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	790	790	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	8,572	8,572	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	3,527	3,527	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	6,435	6,435	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	89,105	89,105	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	11,750	11,750	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	51,283	51,283	I
Class B Common Stock^F2,F7	—	holding	—	—	—	—	—	Class A Common Stock	58,586	58,586	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	2,800	2,800	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	7,839	7,839	I
Class B Common Stock^F7	—	holding	—	—	—	—	—	Class A Common Stock	17,262	17,262	I

Explanation of responses

F1Shares purchased pursuant to 10b5-1 plan
F2Reporting Person disclaims beneficial ownership of all such shares.
F32018-Dec-24 -Block 1 Weighted Average- Share Price represents average price between $57.35 and $58.33.
F42018-Dec-24 -Block 2 Weighted Average- Share Price represents average price between $58.41 and $59.15.
F52018-Dec-26 -Block 1 Weighted Average- Share Price represents average price between $57.52 and $58.44.
F62018-Dec-26 -Block 2 Weighted Average- Share Price represents average price between $58.56 and $58.65.
F7N/A