SEC Form 4 · accession 0001225033-18-000071
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Metcalf
Officer — Chairman and CEO · Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 26, 2018 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Dec 14, 2018 | F | 3,387 | $9.82 | D | 191,512 | D | |
| Common Stock, $0.01 par valueF1 | Dec 24, 2018 | P | 100,000 | $7.09 | A | 291,512 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price for 100,000 shares purchased within the range of $6.78 and $7.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.