SEC Form 4 · accession 0001567619-18-008734
TriplePoint Venture Growth BDC Corp. · TPVG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Labe
Officer — Chief Executive Officer · Director
Period of report
Dec 21, 2018
Accepted (ET)
Dec 27, 2018 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580345
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Dec 21, 2018 | P | 250 | $10.4062 | A | 250 | I | Held in children's custodian trust accounts |
| Common stock, par value $0.01 per shareF3 | holding | — | — | — | 106,348 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Labe purchased 250 shares on December 21, 2018, and subsequently transferred ownership of such shares to four children on December 27, 2018.
- F2The reporting person disclaims beneficial ownership of any of the shares held by the children, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
- F3Includes 12,096.464 shares acquired under the TriplePoint Venture Growth BDC Corp. dividend reinvestment plan since the filing of Mr. Labe's previous beneficial ownership report on Form 4 on October 27, 2017.