SEC Form 4 · accession 0001127602-18-037385
HYSTER-YALE, INC. · HY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 24, 2018
Accepted (ET)
Dec 27, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 24, 2018 | P | 5 | $57.93 | A | 508 | I | Proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F3 | Dec 24, 2018 | P | 3 | $58.76 | A | 511 | I | Proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F4 | Dec 26, 2018 | P | 7 | $57.99 | A | 518 | I | Proportionate interest in shares held in Rankin Associates VI |
| Class A Common StockF1,F5 | Dec 26, 2018 | P | 1 | $58.58 | A | 519 | I | Proportionate interest in shares held in Rankin Associates VI |
| Class A Common Stock | holding | — | — | — | 712 | I | proportionate limited partnership interest in shares held by Rankin Associates II, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6 | — | holding | — | — | — | — | — | Class A Common Stock | 712 | 712 | I |
Explanation of responses
- F1Shares purchased pursuant to 10b5-1 plan
- F22018-Dec-24 -Block 1 Weighted Average- Share Price represents average price between $57.35 and $58.33.
- F32018-Dec-24 -Block 2 Weighted Average- Share Price represents average price between $58.41 and $59.15.
- F42018-Dec-26 -Block 1 Weighted Average- Share Price represents average price between $57.52 and $58.44.
- F52018-Dec-26 -Block 2 Weighted Average- Share Price represents average price between $58.56 and $58.65.
- F6N/A