Company · CIK 0001703079 · NYSE
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2019 PForm 4 → | Jan 18, 3:20 pm EST | Scott C JonesOther | 3,008 | $8.31 | $24,996 | 5,971 | +102% | plan? |
| Jan 11, 2019 PForm 4 → | Jan 15, 11:59 am EST | Lauren Michelle BasmadjianOther | 12,500 | $8.02 | $100,274 | 17,500 | +250% | plan? |
| Dec 26, 2018 PForm 4 → | Dec 26, 4:42 pm EST | Scott C JonesOther | 300 | $7.37 | $2,211 | 2,938 | +11.4% | plan? |
| Dec 21, 2018 PForm 4 → | Dec 21, 5:34 pm EST | John Yogi SpenceCFO & Treasurer | 2,500 | $7.37 | $18,425 | 424,889 | +0.59% | plan? |
| Oct 29, 2018 PForm 4 → | Oct 30, 1:49 pm EDT | Philip G FranklinOther | 3,206 | $9.21 | $29,521 | 43,206 | +8.02% | plan? |
| Oct 25, 2018 PForm 4 → | Nov 6, 1:45 pm EST | Gregory DingensOther | 2,000 | $9.45 | $18,898 | 27,000 | +8.00% | plan? late |
| Oct 11, 2018 SForm 4 → | Oct 12, 3:27 pm EDT | Theodore J BrombachPresident & CEO | 100 | $9.88 | $988 | 418,155 | −0.02% | plan? |
| Oct 11, 2018 SForm 4 → | Oct 12, 3:01 pm EDT | John Yogi SpenceCFO & Treasurer | 100 | $9.88 | $988 | 422,389 | −0.02% | plan? |
| Oct 10, 2018 SForm 4 → | Oct 11, 2:23 pm EDT | Theodore J BrombachPresident & CEO | 400 | $9.88 | $3,950 | 418,255 | −0.10% | plan? |
| Oct 10, 2018 SForm 4 → | Oct 11, 2:15 pm EDT | John Yogi SpenceCFO & Treasurer | 400 | $9.88 | $3,950 | 422,489 | −0.09% | plan? |
| Oct 8, 2018 SForm 4 → | Oct 9, 11:16 am EDT | Theodore J BrombachPresident & CEO | 100 | $9.80 | $980 | 418,655 | −0.02% | plan? |
| Oct 8, 2018 SForm 4 → | Oct 9, 11:02 am EDT | John Yogi SpenceCFO & Treasurer | 7 | $9.80 | $69 | 422,889 | −0.00% | plan? |
| Oct 5, 2018 SForm 4 → | Oct 9, 10:45 am EDT | John Yogi SpenceCFO & Treasurer | 100 | $9.80 | $980 | 422,896 | −0.02% | plan? |
| Oct 4, 2018 SForm 4 → | Oct 5, 4:02 pm EDT | Theodore J BrombachPresident & CEO | 100 | $9.83 | $983 | 418,755 | −0.02% | plan? |
| Oct 4, 2018 SForm 4 → | Oct 5, 3:54 pm EDT | John Yogi SpenceCFO & Treasurer | 100 | $9.83 | $983 | 422,996 | −0.02% | plan? |
| Oct 3, 2018 SForm 4 → | Oct 4, 4:18 pm EDT | Theodore J BrombachPresident & CEO | 1,080 | $9.85 | $10,642 | 418,855 | −0.26% | plan? |
| Oct 3, 2018 SForm 4 → | Oct 4, 4:12 pm EDT | John Yogi SpenceCFO & Treasurer | 1,080 | $9.85 | $10,642 | 423,096 | −0.25% | plan? |
| Oct 2, 2018 SForm 4 → | Oct 3, 1:47 pm EDT | Theodore J BrombachPresident & CEO | 600 | $9.82 | $5,890 | 419,935 | −0.14% | plan? |
| Oct 2, 2018 SForm 4 → | Oct 3, 1:40 pm EDT | John Yogi SpenceCFO & Treasurer | 511 | $9.81 | $5,015 | 424,176 | −0.12% | plan? |
| Oct 1, 2018 SForm 4 → | Oct 2, 11:47 am EDT | Theodore J BrombachPresident & CEO | 965 | $9.82 | $9,478 | 420,535 | −0.23% | plan? |
| Oct 1, 2018 SForm 4 → | Oct 2, 11:07 am EDT | John Yogi SpenceCFO & Treasurer | 1,200 | $9.82 | $11,784 | 424,687 | −0.28% | plan? |
| Sep 27, 2018 SForm 4 → | Sep 28, 1:40 pm EDT | Theodore J BrombachPresident & CEO | 700 | $9.82 | $6,873 | 421,800 | −0.17% | plan? |
| Sep 27, 2018 SForm 4 → | Sep 28, 1:29 pm EDT | John Yogi SpenceCFO & Treasurer | 700 | $9.82 | $6,874 | 426,287 | −0.16% | plan? |
| Sep 26, 2018 SForm 4 → | Oct 1, 5:18 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.80 | $2,940 | 421,500 | −0.07% | plan? late |
| Sep 26, 2018 SForm 4 → | Oct 1, 5:12 pm EDT | John Yogi SpenceCFO & Treasurer | 400 | $9.80 | $3,920 | 425,887 | −0.09% | plan? late |
| Sep 25, 2018 SForm 4 → | Sep 26, 1:52 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.82 | $2,946 | 422,500 | −0.07% | plan? |
| Sep 25, 2018 SForm 4 → | Sep 26, 1:45 pm EDT | John Yogi SpenceCFO & Treasurer | 200 | $9.82 | $1,964 | 426,987 | −0.05% | plan? |
| Sep 20, 2018 SForm 4 → | Sep 21, 12:22 pm EDT | Theodore J BrombachPresident & CEO | 200 | $9.80 | $1,960 | 422,800 | −0.05% | plan? |
| Sep 20, 2018 SForm 4 → | Sep 21, 12:13 pm EDT | John Yogi SpenceCFO & Treasurer | 200 | $9.81 | $1,961 | 427,187 | −0.05% | plan? |
| Sep 19, 2018 SForm 4 → | Sep 20, 2:28 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.82 | $2,946 | 423,000 | −0.07% | plan? |
| Sep 19, 2018 SForm 4 → | Sep 20, 2:13 pm EDT | John Yogi SpenceCFO & Treasurer | 400 | $9.82 | $3,929 | 427,387 | −0.09% | plan? |
| Sep 18, 2018 SForm 4 → | Sep 19, 11:48 am EDT | Theodore J BrombachPresident & CEO | 300 | $9.83 | $2,949 | 423,300 | −0.07% | plan? |
| Sep 18, 2018 SForm 4 → | Sep 19, 11:38 am EDT | John Yogi SpenceCFO & Treasurer | 300 | $9.83 | $2,949 | 427,787 | −0.07% | plan? |
| Sep 17, 2018 SForm 4 → | Sep 18, 11:52 am EDT | Theodore J BrombachPresident & CEO | 200 | $9.82 | $1,963 | 423,600 | −0.05% | plan? |
| Sep 17, 2018 SForm 4 → | Sep 18, 11:40 am EDT | John Yogi SpenceCFO & Treasurer | 200 | $9.82 | $1,963 | 428,087 | −0.05% | plan? |
| Sep 14, 2018 SForm 4 → | Sep 17, 1:04 pm EDT | Theodore J BrombachPresident & CEO | 900 | $9.87 | $8,884 | 423,800 | −0.21% | plan? |
| Sep 14, 2018 SForm 4 → | Sep 17, 12:56 pm EDT | John Yogi SpenceCFO & Treasurer | 1,000 | $9.87 | $9,868 | 428,287 | −0.23% | plan? |
| Sep 13, 2018 SForm 4 → | Sep 14, 12:23 pm EDT | Theodore J BrombachPresident & CEO | 2,900 | $9.87 | $28,624 | 424,700 | −0.68% | plan? |
| Sep 13, 2018 SForm 4 → | Sep 14, 12:11 pm EDT | John Yogi SpenceCFO & Treasurer | 2,820 | $9.87 | $27,827 | 429,287 | −0.65% | plan? |
| Sep 12, 2018 PForm 4 → | Sep 13, 12:13 pm EDT | Danielle CuppsOther | 4,055 | $9.89 | $40,100 | 28,055 | +16.9% | plan? |
| Sep 12, 2018 SForm 4 → | Sep 13, 11:58 am EDT | Theodore J BrombachPresident & CEO | 1,000 | $9.87 | $9,871 | 427,600 | −0.23% | plan? |
| Sep 12, 2018 SForm 4 → | Sep 13, 11:15 am EDT | John Yogi SpenceCFO & Treasurer | 1,100 | $9.83 | $10,815 | 432,107 | −0.25% | plan? |
| Sep 11, 2018 PForm 4 → | Sep 12, 2:11 pm EDT | Danielle CuppsOther | 2,000 | $9.93 | $19,850 | 24,000 | +9.09% | plan? |
| Sep 11, 2018 SForm 4 → | Sep 12, 1:58 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.87 | $2,961 | 428,600 | −0.07% | plan? |
| Sep 11, 2018 SForm 4 → | Sep 12, 1:35 pm EDT | John Yogi SpenceCFO & Treasurer | 300 | $9.87 | $2,961 | 433,207 | −0.07% | plan? |
| Sep 10, 2018 PForm 4 → | Sep 13, 3:59 pm EDT | Danielle CuppsOther | 1,945 | $9.89 | $19,227 | 30,000 | +6.93% | plan? late |
| Sep 10, 2018 SForm 4 → | Sep 11, 11:49 am EDT | Theodore J BrombachPresident & CEO | 300 | $9.87 | $2,961 | 428,900 | −0.07% | plan? |
| Sep 10, 2018 SForm 4 → | Sep 11, 11:38 am EDT | John Yogi SpenceCFO & Treasurer | 300 | $9.87 | $2,961 | 433,507 | −0.07% | plan? |
| Sep 10, 2018 PForm 4 → | Sep 10, 5:04 pm EDT | Danielle CuppsOther | 2,000 | $9.88 | $19,758 | 22,000 | +10.0% | plan? |
| Sep 7, 2018 SForm 4 → | Sep 10, 2:50 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.85 | $2,956 | 429,200 | −0.07% | plan? |
| Sep 7, 2018 SForm 4 → | Sep 10, 2:43 pm EDT | John Yogi SpenceCFO & Treasurer | 300 | $9.85 | $2,956 | 433,807 | −0.07% | plan? |
| Sep 6, 2018 SForm 4 → | Sep 7, 12:45 pm EDT | Theodore J BrombachPresident & CEO | 1,000 | $9.88 | $9,883 | 429,500 | −0.23% | plan? |
| Sep 6, 2018 SForm 4 → | Sep 7, 12:35 pm EDT | John Yogi SpenceCFO & Treasurer | 1,000 | $9.89 | $9,894 | 434,107 | −0.23% | plan? |
| Sep 5, 2018 SForm 4 → | Sep 6, 11:59 am EDT | Theodore J BrombachPresident & CEO | 300 | $9.86 | $2,959 | 430,500 | −0.07% | plan? |
| Sep 5, 2018 SForm 4 → | Sep 6, 11:48 am EDT | John Yogi SpenceCFO & Treasurer | 300 | $9.87 | $2,960 | 435,107 | −0.07% | plan? |
| Sep 4, 2018 SForm 4 → | Sep 5, 6:50 pm EDT | Theodore J BrombachPresident & CEO | 2,600 | $9.89 | $25,704 | 430,800 | −0.60% | plan? |
| Sep 4, 2018 SForm 4 → | Sep 5, 6:41 pm EDT | John Yogi SpenceCFO & Treasurer | 2,400 | $9.89 | $23,729 | 435,407 | −0.55% | plan? |
| Aug 31, 2018 SForm 4 → | Sep 4, 12:49 pm EDT | Theodore J BrombachPresident & CEO | 1,100 | $9.95 | $10,950 | 433,400 | −0.25% | plan? |
| Aug 31, 2018 SForm 4 → | Sep 4, 12:14 pm EDT | John Yogi SpenceCFO & Treasurer | 1,198 | $9.96 | $11,929 | 437,807 | −0.27% | plan? |
| Aug 30, 2018 PForm 4 → | Aug 31, 1:04 pm EDT | Danielle CuppsOther | 5,000 | $10.03 | $50,147 | 20,000 | +33.3% | plan? |
| Aug 29, 2018 PForm 4 → | Aug 30, 12:05 pm EDT | Danielle CuppsOther | 5,000 | $9.99 | $49,972 | 15,000 | +50.0% | plan? |
| Aug 28, 2018 SForm 4 → | Aug 30, 5:22 pm EDT | Theodore J BrombachPresident & CEO | 7,050 | $9.99 | $70,459 | 434,500 | −1.60% | plan? |
| Aug 28, 2018 SForm 4 → | Aug 30, 5:05 pm EDT | John Yogi SpenceCFO & Treasurer | 6,680 | $9.99 | $66,735 | 439,005 | −1.50% | plan? |
| Mar 20, 2018 PForm 4/A → | Mar 22, 12:35 pm EDT | Theodore J BrombachPresident & CEO | 300 | $9.57 | $2,870 | 441,550 | +0.07% | plan? |
| Mar 20, 2018 PForm 4/A → | Mar 22, 11:16 am EDT | Theodore J BrombachPresident & CEO | 300 | $9.57 | $2,870 | 441,550 | +0.07% | plan? |
| Mar 20, 2018 PForm 4 → | Mar 21, 4:53 pm EDT | Theodore J BrombachPresident & CEO | 300 | $441,550.00 | $132,465,000 | 10 | — | plan? amended |
| Mar 20, 2018 PForm 4 → | Mar 20, 6:23 pm EDT | John Yogi SpenceCFO & Treasurer | 270 | $9.58 | $2,587 | 445,685 | +0.06% | plan? |
| Mar 20, 2018 PForm 4 → | Mar 20, 6:16 pm EDT | John P McGarrityChief Legal & Secretary | 359 | $9.58 | $3,440 | 51,431 | +0.70% | plan? |
| Feb 7, 2018 PForm 4 → | Feb 8, 4:59 pm EST | John Yogi SpenceCFO & Treasurer | 265 | $9.75 | $2,584 | 445,415 | +0.06% | plan? |
| Feb 7, 2018 PForm 4 → | Feb 8, 4:50 pm EST | John P McGarrityChief Legal & Secretary | 352 | $9.75 | $3,432 | 51,072 | +0.69% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 2, 2018, 3:20 pm EST | John P McGarrityChief Legal & Secretary | 720 | $9.43 | $6,789 | 50,720 | +1.44% | plan? |
| Dec 22, 2017 PForm 4 → | Jan 2, 2018, 6:24 pm EST | John Yogi SpenceCFO & Treasurer | 1,200 | $9.44 | $11,328 | 445,150 | +0.27% | plan? late |
| Sep 28, 2017 PForm 4 → | Sep 29, 11:32 am EDT | Scott C JonesOther | 2,400 | $10.20 | $24,480 | 2,400 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.