SEC Form 4 · accession 0001706902-18-000005
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danielle Cupps
Other
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Sep 12, 2018 | P | 2,000 | $9.89 | A | 26,000 | D | |
| Common Shares of Beneficial Interest | Sep 12, 2018 | P | 100 | $9.85 | A | 26,100 | D | |
| Common Shares of Beneficial Interest | Sep 12, 2018 | P | 1,955 | $9.89 | A | 28,055 | D |
Table II — derivative securities
No Table II lines on this filing.