SEC Form 4 · accession 0001718129-18-000001
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P McGarrity
Officer — Chief Legal & Secretary
Period of report
Dec 29, 2017
Accepted (ET)
Jan 2, 2018 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Dec 29, 2017 | P | 720 | $9.4292 | A | 50,720 | D |
Table II — derivative securities
No Table II lines on this filing.