SEC Form 4 · accession 0001706902-18-000006
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Danielle Cupps
Other
Period of report
Sep 10, 2018
Accepted (ET)
Sep 13, 2018 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Sep 10, 2018 | P | 1,045 | $9.89 | A | 29,100 | D | |
| Common Shares of Beneficial Interest | Sep 10, 2018 | P | 900 | $9.88 | A | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.