SEC Form 4 · accession 0001332125-18-000003
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Jones
Other
Period of report
Dec 26, 2018
Accepted (ET)
Dec 26, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Dec 26, 2018 | P | 300 | $7.37 | A | 2,938 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 21.2874 shares acquired under the XFLT dividend reinvestment plan.