Form4insider filings, from the source

Insider · CIK 0001718218

Theodore J Brombach

Files at: Evanston Multi-Alpha Fund, Octagon XAI CLO Income Fund, XFLT. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $5,739 · 2sales $232k · 25net −$226k
$10k$10k$100k$100k$1M$1MbuyssalesMar 19Apr 22May 27Jun 30Aug 4Sep 7Oct 12

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jun 1, 2026 PForm 4 →Jun 10, 9:46 pm EDTOctagon XAI CLO Income Fundno symbol300,000——2,000,000— late
Oct 11, 2018 SForm 4 →Oct 12, 3:27 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT100$9.88$988418,155−0.02% plan?
Oct 10, 2018 SForm 4 →Oct 11, 2:23 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT400$9.88$3,950418,255−0.10% plan?
Oct 8, 2018 SForm 4 →Oct 9, 11:16 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT100$9.80$980418,655−0.02% plan?
Oct 4, 2018 SForm 4 →Oct 5, 4:02 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT100$9.83$983418,755−0.02% plan?
Oct 3, 2018 SForm 4 →Oct 4, 4:18 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT1,080$9.85$10,642418,855−0.26% plan?
Oct 2, 2018 SForm 4 →Oct 3, 1:47 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT600$9.82$5,890419,935−0.14% plan?
Oct 1, 2018 SForm 4 →Oct 2, 11:47 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT965$9.82$9,478420,535−0.23% plan?
Sep 27, 2018 SForm 4 →Sep 28, 1:40 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT700$9.82$6,873421,800−0.17% plan?
Sep 26, 2018 SForm 4 →Oct 1, 5:18 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.80$2,940421,500−0.07% plan? late
Sep 25, 2018 SForm 4 →Sep 26, 1:52 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.82$2,946422,500−0.07% plan?
Sep 20, 2018 SForm 4 →Sep 21, 12:22 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT200$9.80$1,960422,800−0.05% plan?
Sep 19, 2018 SForm 4 →Sep 20, 2:28 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.82$2,946423,000−0.07% plan?
Sep 18, 2018 SForm 4 →Sep 19, 11:48 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.83$2,949423,300−0.07% plan?
Sep 17, 2018 SForm 4 →Sep 18, 11:52 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT200$9.82$1,963423,600−0.05% plan?
Sep 14, 2018 SForm 4 →Sep 17, 1:04 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT900$9.87$8,884423,800−0.21% plan?
Sep 13, 2018 SForm 4 →Sep 14, 12:23 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT2,900$9.87$28,624424,700−0.68% plan?
Sep 12, 2018 SForm 4 →Sep 13, 11:58 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT1,000$9.87$9,871427,600−0.23% plan?
Sep 11, 2018 SForm 4 →Sep 12, 1:58 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.87$2,961428,600−0.07% plan?
Sep 10, 2018 SForm 4 →Sep 11, 11:49 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.87$2,961428,900−0.07% plan?
Sep 7, 2018 SForm 4 →Sep 10, 2:50 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.85$2,956429,200−0.07% plan?
Sep 6, 2018 SForm 4 →Sep 7, 12:45 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT1,000$9.88$9,883429,500−0.23% plan?
Sep 5, 2018 SForm 4 →Sep 6, 11:59 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.86$2,959430,500−0.07% plan?
Sep 4, 2018 SForm 4 →Sep 5, 6:50 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT2,600$9.89$25,704430,800−0.60% plan?
Aug 31, 2018 SForm 4 →Sep 4, 12:49 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT1,100$9.95$10,950433,400−0.25% plan?
Aug 28, 2018 SForm 4 →Aug 30, 5:22 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT7,050$9.99$70,459434,500−1.60% plan?
Mar 20, 2018 PForm 4/A →Mar 22, 12:35 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.57$2,870441,550+0.07% plan?
Mar 20, 2018 PForm 4/A →Mar 22, 11:16 am EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$9.57$2,870441,550+0.07% plan?
Mar 20, 2018 PForm 4 →Mar 21, 4:53 pm EDTXAI Octagon Floating Rate & Alternative Income Term TrustXFLT300$441,550.00$132,465,00010— plan? amended

Reported trades — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.