SEC Form 4 · accession 0001718218-26-000001
Octagon XAI CLO Income Fund
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore J Brombach
Officer — President and CEO · Director
Period of report
Jun 1, 2026
Accepted (ET)
Jun 10, 2026 · 9:46 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0002000645
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 5.75% Series 2027 Term Preferred Shares | Jun 1, 2026 | P$0 | 100,000 | $0.00 | A | 1,000,000 | D | |
| 5.75% Series 2027 Term Preferred SharesF2 | Jun 1, 2026 | P$0 | 200,000 | $0.00 | A | 2,000,000 | I | XMS Holdings LLC |
| Class I SharesF1 | holding | — | — | — | 4,000 | I | XA Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Class I Shares acquired by XA Investments LLC ("XAI"), the Trust's investment manager, to provide the Trust with required seed capital. Mr. Brombach may be deemed to indirectly beneficially own Class I Shares owned by XAI, by virtue of his control of XAI.
- F25.75% Series 2027 Term Preferred Shares owned by XMS Holdings ("XMS"), an affiliate of the Trust's investment manager may be deemed to be indirectly beneficially owned by Mr. Brombach by virtue of his control of XMS.