SEC Form 4 · accession 0001332125-19-000001
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Jones
Other
Period of report
Jan 18, 2019
Accepted (ET)
Jan 18, 2019 · 3:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1 | Jan 18, 2019 | P | 3,008 | $8.3099 | A | 5,971 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 24.7404 shares acquired under the XFLT dividend reinvestment plan.