SEC Form 4 · accession 0001707261-18-000001
XAI Octagon Floating Rate & Alternative Income Term Trust · XFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Dingens
Other
Period of report
Oct 25, 2018
Accepted (ET)
Nov 6, 2018 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Oct 25, 2018 | P | 2,000 | $9.449 | A | 27,000 | D |
Table II — derivative securities
No Table II lines on this filing.