SEC Form 4 · accession 0001171843-18-008561
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Barry
Officer — CHIEF EXECUTIVE OFFICER · Director · 10% Owner
Period of report
Dec 20, 2018
Accepted (ET)
Dec 26, 2018 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 20, 2018 | P | 147,000 | $5.8131 | A | 35,835,278 | D | |
| COMMON STOCK | Dec 20, 2018 | P | 453,000 | $5.7997 | A | 36,288,278 | D | |
| COMMON STOCK | holding | — | — | — | 169,427 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.